Latest Schedule 13D activist filings
NASDAQ
Patria Holdings Limited and its affiliates have filed a Schedule 13D, confirming significant beneficial ownership in Patria Investments Ltd, including recent share acquisitions.
NASDAQ
A group of investment entities, including Nan Fung Group and Pivotal bioVenture Partners, have reduced their beneficial ownership in Bolt Biotherapeutics, Inc. to below the 5% threshold.
NASDAQ
Baker Bros. Advisors and its affiliates have updated their significant beneficial ownership in ACADIA Pharmaceuticals Inc. and secured new registration rights for their securities.
NASDAQ
A key shareholder group, including Jason DeZwirek, has entered a voting agreement supporting CECO Environmental's merger with Thermon Group Holdings.
Formula Systems (1985) Ltd. and Matrix IT Ltd. now beneficially own 100% of Magic Software Enterprises Ltd. following a reverse triangular merger.
NASDAQ
Formula Systems (1985) Ltd. and Matrix IT Ltd. now beneficially own 100% of Magic Software Enterprises Ltd. following a reverse triangular merger.
NASDAQ
J. Frank Harrison, III and related entities reaffirm substantial beneficial ownership and voting control in Coca-Cola Consolidated, Inc. through an updated Schedule 13D filing.
NASDAQ
A Schedule 13D/A filing reveals Aimin Kong and Hao Shun Investments maintain 50.8% beneficial ownership in Oriental Culture Holding LTD following a reverse stock split and internal share transfers.
NASDAQ
The Column Group entities report significant sales of Tenaya Therapeutics common stock, reducing their overall exposure.
Alussa Energy Sponsor LLC and William Richard Anderson have filed an exit Schedule 13D/A, reporting their beneficial ownership in T1 Energy Inc. has fallen below 5% following a convertible note conversion.
NASDAQ
DCGO
Docgo INCSCHEDULE 13D/A: DocGo Founder Stanley Vashovsky Reduces Stake Below 5%
Stanley Vashovsky, former CEO and Chair of DocGo Inc., has reduced his beneficial ownership in the company to 0.2%, falling below the 5% reporting threshold.
NYSE
River Road Asset Management, LLC has increased its beneficial ownership in Unifirst Corp to 5.0% for investment purposes.
NYSE
Saba Capital Management, L.P. has reduced its beneficial ownership in Morgan Stanley India Investment Fund, Inc. to 9.16% through recent open market sales.
NYSE
Franklin Resources, Inc. and its affiliates have increased their beneficial ownership in Clarion Partners Real Estate Income Fund Inc. to 29.8% of Class I Shares.
NAS
Franklin Resources, Inc. and its affiliates reported an increased beneficial ownership of 29.8% in Clarion Partners Real Estate Income Fund Inc., totaling 27,230,606 Class I Shares.
NYSE
Beretta Holding S.A., a significant shareholder in Sturm Ruger & Co Inc, has formally nominated four individuals for election to the company's board of directors at the upcoming 2026 annual meeting.
NYSE
NOMD
Nomad Foods LTDNoam Gottesman has terminated an irrevocable proxy agreement, altering his beneficial ownership structure in Nomad Foods Ltd. and dissolving a reporting group.
NASDAQ
IBRX
Immunitybio, INCDr. Patrick Soon-Shiong and affiliated entities have increased their beneficial ownership in ImmunityBio, Inc. to 66.3% of outstanding common stock.
NASDAQ
SCHEDULE 13D/A: Motorsport Games Insider Sells Shares
Driven Lifestyle Group and Mike Zoi reduced their stake in Motorsport Games Inc. by selling 62,828 Class A common shares under a Rule 10b5-1 plan.
NASDAQ
SCHEDULE 13D/A: Herzfeld Fund Reports 36.47% Stake Post-Reverse Split
Erik M. Herzfeld and affiliates updated their Schedule 13D, revealing a 36.47% beneficial ownership in Herzfeld Credit Income Fund, Inc. following a 10-to-1 reverse stock split.
NASDAQ
Oaktree Capital entities sold 2.5 million shares of Garrett Motion common stock back to the issuer for $20.00 per share, reducing their aggregate beneficial ownership to 7.68%.
OQB
Jacob Aaron Warnock and affiliated EV Metals entities have significantly increased their beneficial ownership in International Battery Metals LTD. to 57.1% following recent unit acquisitions.
NASDAQ
Thomas J. Herzfeld and affiliates report a 42.17% beneficial ownership stake in Herzfeld Credit Income Fund, Inc. following a 10-to-1 reverse stock split.
OQB
Jacob Aaron Warnock and affiliated entities have significantly increased their beneficial ownership in International Battery Metals LTD. to 45.1%.
NASDAQ
An updated Schedule 13D filing reveals the beneficial ownership structure and recent transactions by the Mark E. Jones family group in Goosehead Insurance, Inc.
NASDAQ
GASS
Stealthgas INCSCHEDULE: StealthGas Insider Boosts Stake to 32.7%
Harry N. Vafias, President of StealthGas Inc., increased his beneficial ownership to 32.7% through share transfers and compensatory awards.
NYSE
Bank of America Corporation and its affiliate have updated their Schedule 13D filing, reporting a reduced ownership in PIMCO New York Municipal Income Fund II following a preferred share redemption.
NYSE
Bank of America Corporation and its affiliate have updated their Schedule 13D filing, reporting a reduced ownership in PIMCO New York Municipal Income Fund II following a preferred share redemption.
NYSE
SCHEDULE: PIMCO Muni Fund Redeems Preferred Shares
Bank of America entities report a reduced stake in PIMCO California Municipal Income Fund following a partial redemption of preferred shares.
NYSE
Bank of America Corporation and its affiliate reported a reduced ownership stake in PIMCO California Municipal Income Fund following a partial redemption of preferred shares.