Latest Schedule 13D activist filings
OQB
Executive Chairman Vincent LoPriore and affiliated entities report a combined 21.46% beneficial ownership stake in Hepion Pharmaceuticals, Inc.
AMEX
Uranium Energy Corp. acquired 10.99 million subscription receipts of Uranium Royalty Corp. and entered into a voting support agreement for a proposed transaction.
NASDAQ
Uranium Energy Corp. acquired 10.99 million subscription receipts of Uranium Royalty Corp. and entered into a voting support agreement for a proposed transaction.
NASDAQ
EVO
Evotec SEMAK Capital Fund LP has entered into a cooperation agreement with Evotec SE, resulting in the nomination of Dr. Wolfgang Hofmann to the company's Supervisory Board.
NYSE
TotalEnergies reports the conversion of Class A shares to Class C and the establishment of a new voting trust for Clearway Energy.
NYSE
TotalEnergies reports the conversion of Class A shares to Class C and the establishment of a new voting trust for Clearway Energy.
NASDAQ
GAH Capital, LLC and related parties have filed to seek regulatory approval to increase their ownership in Mid Penn Bancorp, Inc. up to 24.99%.
NYSE
BlackRock reports a change in beneficial ownership of Clearway Energy following a Class A to Class C common stock conversion.
NYSE
Bulldog Investors, LLP and its principals have filed an amendment to their Schedule 13D, disclosing a reduction in their beneficial ownership of MFS High Yield Municipal Trust.
NASDAQ
CNXC
Concentrix CORPGroupe Bruxelles Lambert and its affiliates have sold a significant block of Concentrix shares, reducing their ownership below the 5% reporting threshold.
OID
CFO and Director Mark B. Lucky reports beneficial ownership of 119,602,561 shares of Visium Technologies, Inc. common stock.
NASDAQ
CEO Scott Maskin reports a 16.6% beneficial ownership stake in SUNation Energy following a debt-for-equity conversion.
NYSE
OPFI
Oppfi INCMajor shareholders of OppFi Inc. have executed a corporate simplification agreement to eliminate the dual-class voting structure and terminate the Tax Receivable Agreement early.
NASDAQ
DoubleU Games has submitted a non-binding proposal to acquire all outstanding shares of DoubleDown Interactive it does not already own for $11.25 per ADS.
NASDAQ
LCID
Lucid Group, INCLucid Group has issued $550 million in Series C Convertible Preferred Stock to its majority shareholder, Ayar Third Investment Company, to bolster its capital position.
NASDAQ
GRPN
Groupon, INCPale Fire Capital and Dusan Senkypl have updated their beneficial ownership in Groupon, Inc. to 34.1% following recent equity vesting and option exercises.
NASDAQ
ACLX
Arcellx, INCNew Enterprise Associates has ceased to be a beneficial owner of Arcellx, Inc. following the completion of the company's acquisition by Gilead Sciences.
OQB
Jacob Aaron Warnock and affiliated EV Metals entities have increased their beneficial ownership in International Battery Metals Ltd. to 70.1% following a new unit acquisition.
NASDAQ
SCWO
374water INCReporting person Yaacov Nagar transferred 1,440,000 shares of 374Water Inc. to irrevocable trusts, reducing his beneficial ownership to 10.16%.
Thurman J. Rodgers and affiliated trusts have filed a Schedule 13D disclosing a 33.2% beneficial ownership stake in SunPower Inc. following recent debt-to-equity conversions.
BoltRock Holdings LLC and Craig A. Huff have increased their beneficial ownership in CitroTech Inc. to 20.0% following a debt-to-equity conversion.
R01 Fund LP and Michael Kazley updated their beneficial ownership in Stablecoin Development Corp following anti-dilution warrant adjustments.
Framework Ventures reports a 44.5% beneficial ownership stake in Stablecoin Development Corp following warrant adjustments and a reverse stock split.
NASDAQ
PROK
Prokidney CORPThe Slim family and Control Empresarial have increased their beneficial ownership in ProKidney Corp. to 36% following a share exchange.
NYSE
Franklin Resources, Inc. and its subsidiary, BSP Fund HoldCo, have reported a beneficial ownership of 87.6% of Franklin BSP Lending Fund's Class I shares.
NYSE
Saba Capital Management has increased its beneficial ownership in Japan Smaller Capitalization Fund, Inc. to 6.73%.
NASDAQ
Lee Chong Kuang, CEO of Greenpro Capital Corp., has increased his beneficial ownership to 11.16% through a private placement.
NYSE
Karpus Management has increased its beneficial ownership to 36.01% of Western Asset Inflation-Linked Income Fund's common shares, acquiring over 8.39 million shares.
NASDAQ
Wu Rui, Chief Operating Officer of Addentax Group Corp., has disclosed beneficial ownership of 66,667 shares, representing 7.75% of the company's outstanding common stock, acquired as equity compensation.
John Donald Steele, Jr. reports beneficial ownership of 406,630 shares (11.9%) of Steele Bancorp Inc. common stock following a merger.