Latest Schedule 13D activist filings
NASDAQ
The Pessin family has increased its beneficial ownership in Precision Optics Corporation, Inc., citing an attractive investment opportunity.
NASDAQ
A major insider at Newegg Commerce, Inc., Fred Chang's Tekhill USA LLC, has cleared the path to sell up to 1,000,000 common shares in open-market transactions.
AMEX
Ognian Anguelov Gavrilov has reduced his beneficial ownership in Calidi Biotherapeutics, Inc. to 0.3% of outstanding common stock.
NASDAQ
Fulgent Genetics CEO Ming Hsieh and his Trust updated their beneficial ownership, revealing equity award vestings, tax-related sales, and significant share pledges.
NYSE
CDLR
Cadeler A/sBW Altor Pte. Ltd. increased its beneficial ownership in Cadeler A/S to 28.24% through a private placement and open market purchases, signaling potential future strategic actions.
NASDAQ
Socket Mobile's Chairman, Charlie Bass, increased his beneficial ownership to 43.6% through a new $400,000 convertible note and open market purchases.
NYSE
Stephanie Foglia, a company director, and a related trust have reported beneficial ownership of 21.72% of Mistras Group, Inc. common stock for investment purposes.
NASDAQ
STIM
Neuronetics, INCJorey Chernett has filed a Schedule 13D, disclosing a 14.12% beneficial ownership in Neuronetics, Inc., citing the shares as an undervalued investment opportunity.
NASDAQ
PGEN
Precigen, INCSCHEDULE: Precigen Insider Sells $15.5M in Shares
Randal J. Kirk and affiliated entities sold over 4.7 million shares of Precigen, Inc. common stock for approximately $15.5 million.
NASDAQ
PHUN
Phunware, INCGoldenwise Capital Group Ltd. has increased its beneficial ownership in Phunware, Inc. to 6.1%, signaling intent for strategic engagement and potential board representation.
NASDAQ
ALTI
Alti Global, INCMichael Tiedemann, former CEO of AlTi Global, Inc., has stepped down and, along with related entities, is exploring extraordinary corporate transactions, including a potential take-private acquisition of the company.
NYSE
Sturm Ruger & Co. Inc. rejected Beretta Holding S.A.'s request for a poison pill exemption, obstructing a premium all-cash tender offer for additional shares.
NASDAQ
Horizon Quantum Holdings Ltd. filed a Schedule 13D detailing CEO Joseph Fitzsimons' 38.3% beneficial ownership and an indemnification agreement protecting him as a director and officer.
NASDAQ
Apollo Wise Investment Limited, controlled by Jie Cheng, has acquired a 9.9% beneficial ownership stake in ATA Creativity Global for medium to long-term investment.
NYSE
XYF
X FinancialYue (Justin) Tang and affiliated entities have increased their beneficial ownership in X Financial to 49.01% through recent share acquisitions.
NASDAQ
A group of investors led by Yun Yao acquired a controlling stake in Indaptus Therapeutics, leading to a significant change in beneficial ownership and the appointment of a new CEO.
NASDAQ
Lululemon founder Dennis J. Wilson and his group are initiating a proxy contest to elect three new directors and declassify the company's board.
NASDAQ
SCHEDULE: CDT Equity Inc. Sees Major Stake Shift
Mark Taylor and his entities, Prospect Capital and Prospect Finance, significantly increase their stake in CDT Equity Inc. to 43.79% following a strategic acquisition and warrant exercise.
Madryn Asset Management completed a short-form merger, acquiring all outstanding common stock of Venus Concept Inc. for $0.04 per share, taking the company private.
NYSE
Dr. Myron W. Wentz and Gull Global Limited affirm their 40.1% beneficial ownership in USANA Health Sciences, Inc., primarily for investment purposes, while reserving rights for future strategic actions.
NYSE
ADW Capital Partners, L.P. and affiliates increased their beneficial ownership in Compass Diversified Holdings to 9.9%, signaling continued activist engagement.
NASDAQ
RA Capital Management and its affiliates have significantly increased their beneficial ownership in Wave Life Sciences Ltd., now holding 17.5% of the common stock after recent open market purchases totaling over $54 million.
NASDAQ
EVO
Evotec SEMAK Capital has acquired a 7.0% stake in Evotec SE and is pushing for strategic and governance improvements, including a board nomination and a spin-out of Just-Evotec Biologics.
NYSE
TALO
Talos Energy INCThe Slim family and Control Empresarial de Capitales have reduced their beneficial ownership in Talos Energy Inc. to 24.5% through recent share sales.
NASDAQ
RPD
Rapid7, INCJANA Partners Management, LP has increased its beneficial ownership in Rapid7, Inc. to 10.3% and secured a board nomination for Kevin Galligan through a new support agreement.
NYSE
Saba Capital Management and affiliates have reduced their beneficial ownership in Bancroft Fund Ltd. to 4.93% through recent open market sales.
NYSE
Saba Capital Management, L.P. and its affiliates have reduced their beneficial ownership in Adams Natural Resources Fund, Inc. to 8.31% through recent open market sales.
NASDAQ
James Manning, CEO of SharonAI Holdings Inc., and affiliated entities have reported a combined beneficial ownership of 8.95% of the company's Class A Ordinary Common Stock.
NYSE
Brookfield Business Holdings Corp completed a major corporate arrangement, leading to a new ownership structure and the delisting of its Class A exchangeable subordinate voting shares.
NYSE
Brookfield Business Holdings Corp announces the completion of a significant corporate arrangement, leading to entity renamings and a new ownership structure.