Latest Schedule 13D activist filings
NASDAQ
Amtech Systems director Robert Averick has entered into a lock-up agreement in connection with a proposed public offering.
NYSE
Best Buy founder Richard Schulze has initiated a pre-arranged trading plan for personal estate planning and asset diversification.
NYSE
Delta Air Lines has entered into a $100 million unsecured term loan agreement with Wheels Up Experience Inc., further solidifying its financial support for the company.
NYSE
Delta Air Lines has entered into a $100 million unsecured term loan agreement with Wheels Up Experience Inc., further solidifying its financial support for the company.
NYSE
ADW Capital Partners, L.P. has amended its Schedule 13D filing, reporting an increased beneficial ownership in Compass Diversified Holdings to 19.3% through the purchase and sale of call options.
NYSE
ESAB
Esab CORPMitchell P. Rales has increased his beneficial ownership in ESAB Corporation to 7.1% through the acquisition of Series A Mandatory Convertible Preferred Stock and additional common stock contributions.
OQB
Tom Kubota, CEO of Pacific Health Care Organization Inc., has acquired an additional 65,258 shares, increasing his beneficial ownership to 66.3% of the company's common stock.
NASDAQ
ZENA
Zenatech, INCSCHEDULE: GG Mars Capital Acquires ZenaTech Stake
GG Mars Capital has acquired a significant stake in ZenaTech, Inc. by converting a line of credit and preferred shares into common stock.
IOBT
Io Biotech, INCIO Biotech, Inc. has ceased operations and filed for Chapter 7 bankruptcy, initiating the liquidation of its assets.
NYSE
Largest shareholder, Al Shams Investments, urges Braemar's board to call the 2026 Annual Meeting and allow shareholder director elections amidst concerns over Ashford Inc. executive appointments.
NASDAQ
Multiple reporting persons have filed an amendment to their Schedule 13D regarding their beneficial ownership of DUKE Robotics Corp. common stock and warrants.
NASDAQ
Lee Chong Kuang reports beneficial ownership of 2,041,208 shares, representing 11.3% of Greenpro Capital Corp., following a $50,000 private placement.
NASDAQ
GMS Ventures and Investments has invested $5 million in Outlook Therapeutics through a registered direct offering, increasing its beneficial ownership to 22.9%.
NASDAQ
TBLA
Taboolacom LTDApollo Management and Yahoo Inc. have updated their beneficial ownership in Taboola.com Ltd., now controlling 16.2% of the voting power and 21.1% of total shares.
NASDAQ
QTTB
Q32 Bio INCOrbiMed Advisors and affiliates have increased their beneficial ownership in Q32 Bio Inc. to 17.4% following a recent private placement.
NASDAQ
APUR
Aperture AcAperture Sponsor LLC and CEO Calvin Kung have filed a Schedule 13D reporting a 27.1% beneficial ownership stake in Aperture AC following the company's IPO.
NASDAQ
Vivek Ramaswamy and Virtuous Industries LLC filed an amendment to their Schedule 13D regarding their ownership stake in Strive, Inc. following share dilution.
NASDAQ
RDVT
Red Violet, INCSCHEDULE: Red Violet Investor Group Dissolves
Four major shareholders of Red Violet, Inc. have formally dissolved their investor group, resulting in an exit filing.
NASDAQ
Stadium Capital Management has reduced its beneficial ownership in Sleep Number Corp to 4.1%, falling below the 5% reporting threshold.
NASDAQ
Globalharvest Holdings Venture Ltd. reports a change in beneficial ownership of Mission Produce, Inc. following a merger transaction.
NASDAQ
RDVT
Red Violet, INCKey executives at Red Violet, Inc. have filed a Schedule 13D to disclose a coordinated plan to sell 46,000 shares for tax and estate planning purposes.
KDLY
Kindly Md, INCCEO David Bailey disclosed an 18.25% beneficial ownership stake in Nakamoto Inc. following recent open-market purchases.
Jeffrey E. Eberwein has increased his beneficial ownership in Star Equity Holdings, Inc. to 29.5% through recent share purchases.
BoltRock Holdings LLC has entered into a new Stock Exchange and Stockholders Agreement with CitroTech Inc., securing board representation and veto rights over executive hiring.
Apax Partners entities converted 288,323 shares of Series A Preferred Stock into 16,424,728 shares of OPENLANE common stock.
NASDAQ
Agriculture Investment Group Corp. and Granosur Holding Limited have reduced their beneficial ownership in Bioceres Crop Solutions Corp. to 6.89% following a series of open market sales.
NASDAQ
Greenlight Capital Re, Ltd. entered an agreement to repurchase ordinary shares from The David M. Einhorn 2021-07 Family Trust to mitigate potential adverse tax consequences.
NASDAQ
SCHEDULE: Dermata Therapeutics CFO Discloses Stake
Dermata Therapeutics CFO Kyri K. Van Hoose reports beneficial ownership of 9.0% of the company's common stock following a private placement and warrant amendments.
NASDAQ
Several entities and individuals associated with TDR Capital have updated their beneficial ownership of Target Hospitality Corp. common stock, reporting significant holdings and participation in a recent stock offering.
OQB
An amendment to a Schedule 13D filing reveals increased beneficial ownership of Crimson Wine Group common stock by John D. Cumming and related entities.