Latest Schedule 13D activist filings
NYSE
Mudrick Capital Management, L.P. has filed an amendment to its Schedule 13D, detailing its beneficial ownership of Vertical Aerospace Ltd. ordinary shares and an agreement for potential future note purchases.
Major shareholder Good Earth 1000, LLC has pledged 15.84 million shares of Evolution Metals & Technologies Corp. to Axos Bank as collateral for a senior secured credit facility.
NASDAQ
BRUN
Boost Run INCGoodrich ILMJS LLC reports a 6.48% beneficial ownership stake in Boost Run Inc. following the company's recent business combination.
NASDAQ
Forager Fund, L.P. has filed an amendment to its Schedule 13D, reaffirming its interest in acquiring Repay Holdings Corp for $4.80 per share in cash.
NASDAQ
AJB Investment Fund II, LP and associated parties have filed a Schedule 13D disclosing an 8.2% beneficial ownership stake in Jewett-Cameron Trading Co. Ltd.
Acuta Capital Partners and Anupam Dalal have reported a 9% beneficial ownership stake in Whitehawk Therapeutics following a private placement.
NASDAQ
SR One Capital Management reports an 8% beneficial ownership stake in Odyssey Therapeutics following the company's IPO.
AMEX
MYO
Myomo, INCHorton Capital Partners has acquired a 6% stake in Myomo, Inc. and secured a board seat for Joseph M. Manko, Jr.
NYSE
Safe Bulkers reports a change in control and ownership structure following a family restructuring of voting power.
NYSE
Voss Capital and its affiliates have increased their beneficial ownership in PAR Technology Corp to 14.3% through recent open market purchases.
NASDAQ
BVF Partners converted Series X Preferred Stock into 5,003,000 shares of XOMA Royalty Corp common stock, increasing their beneficial ownership to 43.3%.
NASDAQ
Winklevoss Capital Fund, LLC, along with affiliated entities and individuals, has increased its beneficial ownership of Gemini Space Station, Inc. Class A common stock to 65.1%, acquiring over 7.1 million shares in a private placement.
NASDAQ
TPG
Tpg INCSCHEDULE: TPG Inc. Schedule 13D Amendment Filed
TPG Inc. files Schedule 13D Amendment No. 8, detailing beneficial ownership changes and a recent charitable donation by CEO Jon Winkelried.
AMEX
TOPS
Top Ships INCSCHEDULE: TOP SHIPS Inc. Ownership Update
TOP SHIPS Inc. reports a decrease in beneficial ownership by key reporting persons due to recent share issuances under equity distribution and purchase agreements.
NASDAQ
ZOOZ
Zooz Power LTDFang Zheng, Keyarch Global Sponsor Limited, and Keywise Discovery Master Fund file Amendment No. 1 to Schedule 13D, reporting combined beneficial ownership of 10,614,800 ordinary shares, representing 6.5% of the outstanding shares.
NASDAQ
SHMD
Schmid Group NVAnette Schmid and Christian Schmid have restructured their holdings in SCHMID Group N.V. through capital increases and transfers to newly formed limited partnerships, consolidating significant share ownership and economic interests.
CASI Pharmaceuticals, Inc. announced that ETP Global III Fund LP has purchased a $5 million convertible note, the fourth tranche of a $20 million financing, with conversion rights into ordinary shares.
NASDAQ
Karman Topco L.P. reports a distribution of 190,324 shares of Class A Common Stock, reducing its beneficial ownership to 52.6%.
NYSE
Paul Sciarra, a significant shareholder in Joby Aviation, has entered into a new 10b5-1 trading plan to sell up to 1.875 million shares of common stock.
NASDAQ
TPG GP A, LLC, James G. Coulter, and Jon Winkelried have jointly filed a Schedule 13D, disclosing beneficial ownership of 3,690,146 shares, representing 7.8% of Odyssey Therapeutics, Inc.'s common stock, acquired through a concurrent private placement.
NYSE
Eni S.p.A. and its subsidiary Eni International B.V. have acquired an 11.6% stake in Nouveau Monde Graphite Inc. for approximately $70 million, signaling a strategic move into the critical minerals value chain.
NYSE
Eni S.p.A. and its subsidiary Eni International B.V. have acquired an 11.6% stake in Nouveau Monde Graphite Inc. for approximately $70 million, signaling a strategic move into the critical minerals value chain.
NASDAQ
The Zucker Entities, controlled by Anita G. Zucker, have disclosed beneficial ownership of 347,994 shares, representing 7.54% of Union Bankshares, Inc. common stock, acquired for investment purposes.
NYSE
Lincoln National Corporation and its subsidiaries have filed an amendment to their Schedule 13D, detailing recent acquisitions of beneficial interests in Lincoln Bain Capital Total Credit Fund.
NASDAQ
Qatar Investment Authority has filed a Schedule 13D, reporting beneficial ownership of 8.9% of Fluence Energy, Inc. Class A Common Stock.
NASDAQ
Several entities associated with Bitfury have entered into variable prepaid forward sale contracts for Cipher Digital Inc. common stock, securing significant cash payments while pledging shares.
NYSE
Permian Basin Royalty Trust and US Land Guild, LLC, a subsidiary of Blackbeard Holdings, LLC, have entered into a non-binding term sheet for a potential business combination.
NYSE
ASH
Ashland INCStandard Investments LLC and affiliated entities have amended their Schedule 13D filing to report an increased beneficial ownership of Ashland Inc. common stock to 8.94%.
NASDAQ
SRZN
Surrozen, Inc/deThe Column Group entities and individuals have updated their beneficial ownership filings for Surrozen, Inc., reflecting changes in their holdings and the overall share count.
NASDAQ
BRUN
Boost Run INCSean Goodrich reports beneficial ownership of over 2 million shares following the completion of the Boost Run Inc. business combination.