Latest Schedule 13D activist filings
NASDAQ
SYM
Symbotic INCSCHEDULE 13D: RBC Millennium GST Non-Exempt Trust Discloses 60.3% Beneficial Ownership in Symbotic Inc. Class A Stock
The RBC Millennium GST Non-Exempt Trust has filed a Schedule 13D, reporting beneficial ownership of 60.3% of Symbotic Inc.'s Class A common stock following a distribution from The RBC 2021 4 Year GRAT for estate planning purposes.
SCHEDULE 13D/A: OneConnect Financial Technology Secures Non-Binding Shareholder Support for Privatization Bid
OneConnect Financial Technology Co., Ltd. has received a non-binding letter of support from SVF Fax Subco (Singapore) Pte. Ltd. for its proposed privatization and delisting, alongside updated beneficial ownership disclosures from major shareholders Bo Yu Limited and Ping An Insurance (Group) Company of China, Ltd.
AMEX
SCHEDULE 13D/A: Intellinetics Director Michael Taglich Increases Stake to 18.8% Through Equity Compensation
Michael Taglich, a director at Intellinetics, Inc., has increased his beneficial ownership in the company to 18.8% of common stock, primarily through the receipt of nonqualified stock options as compensation for his services.
NASDAQ
PLUG
Plug Power INCA group of investors, including Grove Energy Capital LLC and SK Inc., has reported their beneficial ownership in Plug Power Inc. has fallen to 4.8% due to recent share issuances by the company.
AMEX
ISOU
Isoenergy LTDNexGen Energy Ltd. has increased its beneficial ownership in IsoEnergy Ltd. by acquiring an additional 1.2 million common shares as part of IsoEnergy's recent C$51.2 million equity offering.
NYSE
NexGen Energy Ltd. has increased its beneficial ownership in IsoEnergy Ltd. by acquiring an additional 1.2 million common shares as part of IsoEnergy's recent C$51.2 million equity offering.
NYSE
SCHEDULE 13D/A: California Resources Corporation Completes $227.7 Million Stock Repurchase from IKAV Impact, Board Member Resigns
California Resources Corporation completed a $227.7 million stock repurchase from IKAV Impact S.a r.l., leading to the resignation of Bobby Saadati from its board and the cessation of lock-up restrictions for the selling group.
Harbert Discovery Fund and its affiliates have entered into a voting and support agreement to back the all-equity merger of Enzo Biochem Inc. with Bethpage Parent, Inc.
NYSE
SCHEDULE 13D/A: Franklin Resources Affiliates Maintain Majority Stake in Franklin BSP Private Credit Fund
Franklin Resources, Inc. and its affiliates continue to hold a significant majority stake, totaling 63.2%, in Franklin BSP Private Credit Fund, primarily for investment purposes.
NASDAQ
SCHEDULE 13D/A: First Citizens BancShares Insiders Increase Stake to Over 21% Following Share Repurchases
An amendment to a Schedule 13D filing reveals key family members of First Citizens BancShares, Inc. have increased their aggregate beneficial ownership of Class A Common Stock to 21.55%, primarily due to company share repurchases.
SCHEDULE 13D/A: ESGL Holdings CEO Quek Leng Chuang Boosts Stake to 7.465%
ESGL Holdings Ltd's CEO and Chairman, Quek Leng Chuang, has increased his beneficial ownership in the company to 7.465% through the acquisition of 336,134 ordinary shares.
Bradley L. Radoff, a significant shareholder and director of Enzo Biochem Inc., has formally agreed to support the company's merger with Bethpage Parent, Inc. by committing his substantial shareholdings.
NASDAQ
SATS
Echostar CORPSCHEDULE 13D/A: Ergen Family Maintains Dominant Control of EchoStar Voting Power Amidst Trust Distributions
Charles and Cantey Ergen, along with affiliated trusts, continue to hold a controlling stake in EchoStar Corporation, with recent share distributions from a grantor retained annuity trust (GRAT) to Charles W. Ergen and a family trust.
NASDAQ
Richard Griffiths, a significant shareholder, has increased his beneficial ownership in Silence Therapeutics Plc to 24.4% through recent open market purchases totaling $2.7 million.
NASDAQ
Christopher Harborne and Klear Kite LLC have filed an Amendment No. 6 to their Schedule 13D, reporting a beneficial ownership of 1,951,241 shares, representing 11.1% of Innovative Solutions & Support Inc.'s common stock.
A Tel Aviv district court has approved the arrangement for Xylo Technologies Ltd. to become a wholly-owned subsidiary of L.I.A. Pure Capital Ltd., leading to its Nasdaq delisting.
NASDAQ
Fire Lucky Investment Co., Ltd. and Dawei Yuan have completed the acquisition of all outstanding Class B Ordinary Shares of mF International Limited for US$7.8 million, establishing 100% beneficial ownership of this class.
NYSE
SCHEDULE 13D/A: Edward S. Lampert and Affiliates Update AutoNation Stake to 6.0%
Edward S. Lampert and affiliated entities have filed an Amendment No. 68 to their Schedule 13D, disclosing a 6.0% beneficial ownership stake in AutoNation, Inc. as of June 20, 2025.
NASDAQ
SCHEDULE 13D/A: Activist Investors AJP and Orbic Launch Proxy Contest for Sonim Technologies Board Seats
AJP Holding Company and Orbic North America have filed definitive proxy materials, urging Sonim Technologies stockholders to vote for their five board nominees at the upcoming July 18, 2025 Annual Meeting.
NASDAQ
OTRK
Ontrak, INCSCHEDULE 13D/A: Major Shareholder Terren S. Peizer and Affiliates Consolidate Dominant Stake in Ontrak, Inc. with Over 97% Beneficial Ownership
Terren S. Peizer and his affiliated entities, Acuitas Group Holdings, Acuitas Capital, and Humanitario Capital, have further solidified their controlling interest in Ontrak, Inc., now beneficially owning up to 97.5% of the company's common stock.
BASE
Couchbase, INCSCHEDULE 13D/A: Couchbase, Inc. Agrees to All-Cash Acquisition by Haveli Investments Affiliates for $24.50 Per Share
Couchbase, Inc. has entered into a definitive agreement to be acquired by affiliates of Haveli Investments, L.P. for $24.50 per share in an all-cash transaction, leading to its delisting from Nasdaq.
AMEX
SCHEDULE 13D: Pineapple Financial Inc. COO Discloses Significant 10.3% Stake for Investment Purposes
Marin Kendall Leo, President and Chief Operating Officer of Pineapple Financial Inc., has disclosed beneficial ownership of 10.3% of the company's common shares, acquired with personal funds for investment purposes.
NYSE
Stoney Lonesome HF LP, along with affiliated entities, has further increased its beneficial ownership in Amplify Energy Corp. to 7.8% of common stock through recent open market purchases.
SCHEDULE 13D: NLS Pharmaceutics Chairman Ronald Hafner Boosts Stake to 13.2% Through Strategic Transactions and Debt Conversions
Ronald Hafner, Chairman of NLS Pharmaceutics Ltd., has significantly increased his beneficial ownership to 13.2% through a series of equity purchases, warrant acquisitions, debt-to-equity conversions, and a put-call agreement.
NYSE
SCHEDULE 13D/A: Impactive Capital Reduces Stake in Asbury Automotive Group to 6.3% Through Portfolio Rebalancing
Impactive Capital LP, along with its affiliates, has reduced its beneficial ownership in Asbury Automotive Group Inc. to 6.3% of outstanding common stock, citing portfolio rebalancing as the reason for recent share sales.
NASDAQ
Perceptive Advisors has filed an amended Schedule 13D, disclosing an updated beneficial ownership of 10.1% in Nautilus Biotechnology, Inc. and the departure of Michael Altman from the company's Board of Directors.
NASDAQ
Versant Venture Capital VI, L.P. and Versant Venture Capital VII, L.P. have reported significant sales of LENZ Therapeutics, Inc. common stock, reducing their beneficial ownership.
NASDAQ
SCHEDULE 13D/A: Sylebra Capital Increases Stake in PureCycle Technologies with New Preferred Stock Investment
Sylebra Capital and its affiliates have increased their beneficial ownership in PureCycle Technologies, Inc. to 19.46% of common stock, following a private placement of Series B Convertible Preferred Stock.
NYSE ARCA
Lyle A. Berman, a director of Mill City Ventures III, Ltd, has reported an increased beneficial ownership of 5.2% in the company's common stock, primarily due to the issuer's share repurchases in May 2025.
NASDAQ
TOUR
Tuniu CORPSCHEDULE 13D/A: Tuniu Corp's Major Shareholder Undergoes Significant Control Restructuring Following HNA Group Bankruptcy
A recent SEC filing reveals that Tuniu Corp's significant beneficial ownership, held by BHR Winwood, BHR (Shanghai) Investment Fund IV, and Hong Kong Praise Tourism, is now indirectly controlled by Hainan HNA No. 2 Trust Management Service Co., Ltd. following the HNA Group's debt restructuring.