Latest Schedule 13D activist filings

NYSE
Wells Fargo & Company and Wells Fargo Municipal Capital Strategies, LLC have filed an amendment to their Schedule 13D, disclosing their current beneficial ownership of Nuveen California Quality Municipal Income Fund preferred shares and an upcoming redemption event.
NYSE
Wells Fargo & Company and Wells Fargo Municipal Capital Strategies, LLC have filed an Amendment No. 7 to their Schedule 13D, reporting a scheduled redemption of 180 MFP Preferred Shares by Nuveen California Quality Municipal Income Fund on July 28, 2025.
NYSE
J Turbines, Inc. and John A. Johnson have significantly reduced their beneficial ownership in Solaris Energy Infrastructure, Inc. through a series of Class B to Class A stock conversions and subsequent sales totaling 6 million shares.
NYSE
Intercontinental Exchange Holdings, Inc. has entered into a 90-day lock-up agreement for Bakkt Holdings, Inc. shares in connection with a proposed follow-on public offering, while its overall beneficial ownership in Bakkt has decreased to 36.0%.
NYSE
Intercontinental Exchange Holdings, Inc. has entered into a 90-day lock-up agreement for Bakkt Holdings, Inc. shares in connection with a proposed follow-on public offering, while its overall beneficial ownership in Bakkt has decreased to 36.0%.
AMEX
flyExclusive, Inc. has waived the lock-up restriction on 5.625 million Class A common shares and 4.333 million warrants held by EG Sponsor LLC, originally set to expire in December 2026.
NASDAQ
Biogen Inc. and Biogen MA Inc. have fully divested their 9.941% beneficial ownership in Sage Therapeutics, Inc. by selling all 6,241,473 shares at $8.53 per share.
Biogen Inc. and Biogen MA Inc. have fully divested their entire beneficial ownership in Sage Therapeutics, Inc., selling all 6,241,473 shares at $8.53 per share.
NASDAQ
ChiPing Cheung's controlled entity, Chrome Fields Asset Management LLC, reduced its stake in Aureus Greenway Holdings Inc. to 16.9% through a private stock sale, with a portion of the proceeds directed to the company for operations and management compensation.
NASDAQ
Aureus Greenway Holdings Inc. has filed an amended Schedule 13D revealing a private stock purchase agreement that injected $4 million into the company and solidified key management roles and future equity incentives.
NYSE
Executive Chairman Sean P. Downes updated his Schedule 13D filing for Universal Insurance Holdings, Inc., disclosing a 6.6% beneficial ownership stake and detailing recent share sales, option exercises, and new restricted stock awards.
NYSE
Franklin Resources, through its subsidiaries BSP Fund HoldCo and Franklin Advisers, Inc., has disclosed a combined beneficial ownership of 62.2% in Franklin BSP Private Credit Fund's Advisor Class Shares.
NASDAQ
Joint Stock Company Kaspi.kz has finalized its acquisition of D-MARKET Electronic Services & Trading shares, terminating the Share Pledge Agreement and confirming full beneficial ownership of 66.35%.
NASDAQ
Joint Stock Company Kaspi.kz has completed the payment of deferred consideration and terminated the share pledge agreement related to its 66.35% beneficial ownership in D-MARKET Electronic Services & Trading.
Lance Brock Finlinson has fully divested his holdings in CEA Industries Inc., citing the achievement of specific price objectives for the sale of his common stock.
111 Equity Group LLC and its principals, Rochel M. Kassirer and Chaim Herzog, have fully divested their beneficial ownership in CEA Industries Inc. and terminated their non-disclosure agreement, signaling an end to their engagement with the company.
Diveroli Investment Group LLC and Kingbird Ventures LLC have disclosed a significant 9.94% beneficial ownership stake in AYRO, Inc., holding 54,000 shares of common stock.
NASDAQ
Yoda PLC, through its subsidiary, has acquired an additional 652,350 common shares of Capital Clean Energy Carriers Corp., increasing its beneficial ownership to 28.24% for investment purposes.
NYSE
Sylebra Capital and its affiliates have amended their Schedule 13D filing for RingCentral, Inc., indicating a shift from an active to a passive investment strategy after a disposal of securities, reducing their beneficial ownership to 4.88%.
NYSE
An amended Schedule 13D filing reveals updated beneficial ownership percentages for Guardian Pharmacy Services, Inc.'s Class A common stock, incorporating future conversions of Class B shares by major holders.
Atlas Venture funds report a significant dilution of their beneficial ownership in ImageneBio, Inc. to 3.6% following the company's merger with Inmagene Biopharmaceuticals and a 1-for-12 reverse stock split.
NASDAQ
Two Seas Capital LP and its affiliates have filed Amendment No. 9 to their Schedule 13D, disclosing a 9.3% beneficial ownership in Indivior PLC and recent trading activity that resulted in a net reduction of shares.
NASDAQ
MultiSensor AI Holdings, Inc. consultant Gary Eugene Strahan has significantly reduced his beneficial ownership in the company to 9.9% through a series of share sales and a large gift.
NASDAQ
Vladimir and Angelica Galkin have significantly increased their beneficial ownership in Newegg Commerce, Inc. to 17.1% of outstanding common shares, consolidating their holdings into a joint account.
NASDAQ
Alpha Capital Anstalt has increased its beneficial ownership in Brenmiller Energy Ltd. to 24.99% and expressed satisfaction with the company's current trajectory, following a new $1.2 million investment in warrants.
NASDAQ
The Southern SelliBen Trust, a major shareholder in Namib Minerals, has assigned 4.9% of its shares as security for obligations to Metallon Corporation Limited following the recent business combination.
NYSE
Tamboran Resources Corporation has appointed Scott D. Sheffield and Phillip Z. Pace to its Board of Directors, formalizing a cooperation agreement with major shareholder Bryan Sheffield and his affiliated entities.
NASDAQ
Celularity Inc. has amended existing loan agreements and issued new warrants and a promissory note to affiliates of Genting Berhad and Lim Kok Thay, extending debt maturities and adjusting warrant exercise prices.
OID
Nature's Miracle Holding Inc.'s CEO, Tie (James) Li, and his affiliate, Big Lake Capital LLC, significantly increased their beneficial ownership through the conversion of unpaid wages and a convertible promissory note into common stock.
OID
Zhiyi (Jonathan) Zhang, a key executive at Nature's Miracle Holding Inc., converted over $400,000 in unpaid wages into company common stock, increasing his beneficial ownership to 13.2% of the outstanding shares.