Latest Schedule 13D activist filings
NASDAQ
Nikolaus Senn, a RedCloud Holdings plc board member, increased beneficial ownership to 12.28% through a $600,000 private placement purchase.
NYSE
GSK
Gsk PLCGSK plc's subsidiary, Glaxo Group Limited, has agreed to tender its 7.4% stake in CureVac N.V. into BioNTech SE's exchange offer.
CVAC
Curevac NVGSK plc's subsidiary, Glaxo Group Limited, has agreed to tender its 7.4% stake in CureVac N.V. into BioNTech SE's exchange offer.
NASDAQ
GOCO
Gohealth, INCPublic Sector Pension Investment Board increased its beneficial ownership in GoHealth, Inc. to 10.5% of Class A Common Stock as part of a refinancing transaction.
NASDAQ
GOCO
Gohealth, INCRedwood Capital Management and its affiliates acquired a 5.8% stake in GoHealth, Inc. Class A Common Stock as consideration for an amendment to the Issuer's credit agreement.
NASDAQ
Highview Sponsor Co., LLC and its managing member David Boris have reported a 20.82% beneficial ownership stake in Highview Merger Corp., comprising founder and private placement shares, affirming their commitment to the SPAC's initial business combination.
OQB
GEDC
Calethos, INCChauncey Lennis Thompson files Schedule 13D, reporting beneficial ownership of 8.9% of CalEthos, Inc.'s common stock through SFO IDF LLC.
NASDAQ
Atlas Investissement SAS, linked to the Niel Family, has increased its economic exposure to Millicom International Cellular S.A. common shares through new European-style call spread option transactions with three financial institutions.
NASDAQ
SATL
Satellogic INCSCHEDULE: Satellogic Investor Cuts Stake Below 5%
Hannover Holdings S.A. and its affiliates have reduced their beneficial ownership in Satellogic Inc. to 4.4%, falling below the 5% threshold.
NASDAQ
William Kerber III's beneficial ownership in Nauticus Robotics, Inc. has decreased to 4.4% due to an increase in the company's outstanding shares, triggering a Schedule 13D amendment.
NASDAQ
HX Entertainment Ltd., controlled by blockchain entrepreneur Alexandre Dreyfus, has acquired a 10.9% stake in Processa Pharmaceuticals, Inc. for investment purposes, aligning with Processa's exploration of cryptocurrency treasury strategies.
NYSE
Saba Capital Management, L.P. and affiliates increased their beneficial ownership in ASA Gold and Precious Metals Limited to 21.41% through open market purchases.
NASDAQ
VERI
Veritone, INCSCHEDULE: Veritone Insider Boosts Stake to 10.9%
Veritone's Ryan Steelberg increased his beneficial ownership to 10.9% through a private placement of 366,300 shares at $2.73 per share.
NASDAQ
GOCO
Gohealth, INCSCHEDULE: PSP Board Takes 10.5% Stake in GoHealth
Public Sector Pension Investment Board and its subsidiary acquired a 10.5% stake in GoHealth, Inc. Class A Common Stock as part of a refinancing transaction.
BridgeBio Oncology Therapeutics, formerly Helix Acquisition Corp. II, completed its business combination with TheRas, Inc., leading to significant shareholding changes for key investors including Bihua Chen.
AMEX
Innoviva, Inc. and its subsidiary have increased their beneficial ownership in Armata Pharmaceuticals to 83.3% and provided a new $15 million secured loan.
NASDAQ
INVA
Innoviva, INCInnoviva, Inc. and its subsidiary have increased their beneficial ownership in Armata Pharmaceuticals to 83.3% and provided a new $15 million secured loan.
RMBL
Rumbleon, INCRumbleOn, Inc. directors William Coulter and Mark Tkach committed to provide $6.67 million in high-interest subordinated loans to prepay existing debt.
Key insiders Nathaniel Bradley and Sonia Choi adjust their beneficial ownership in Datavault AI Inc. following compensation awards and share transfers related to settlement and services agreements.
OQX
DTEGY
Deutsche Telekom AGDeutsche Telekom and its subsidiaries updated their beneficial ownership in T-Mobile US, Inc., reporting a 56.5% stake amidst significant share sales by SoftBank entities and ongoing planned sales by DT Holding.
NASDAQ
TMUS
T-mobile Us, INCDeutsche Telekom and its subsidiaries updated their beneficial ownership in T-Mobile US, Inc., reporting a 56.5% stake amidst significant share sales by SoftBank entities and ongoing planned sales by DT Holding.
RMBL
Rumbleon, INCRumbleOn, Inc. secured $10 million in high-interest subordinated loans from key stakeholders, including Stone House Capital Management and Mark Cohen, to prepay existing term loan debt.
NYSE
SCHEDULE: Loews Boosts Hanesbrands Stake to 9%
Loews Corporation has increased its beneficial ownership in Hanesbrands Inc. to 9%, acquiring an additional 10.265 million shares for investment purposes.
SCHEDULE: Loews Boosts Hanesbrands Stake to 9%
Loews Corporation has increased its beneficial ownership in Hanesbrands Inc. to 9%, acquiring an additional 10.265 million shares for investment purposes.
NASDAQ
Heron Therapeutics has entered into a series of agreements, including a $66.38 million capital raise through common stock, preferred stock, and convertible notes, alongside a governance agreement granting a board seat to Rubric Capital Management LP.
SCHEDULE: Turnstone Biologics Acquired by XOMA
Versant entities report full divestment of Turnstone Biologics shares following its acquisition by XOMA Royalty Corporation.
NASDAQ
Forbion Capital Partners and related entities updated their beneficial ownership in NewAmsterdam Pharma Company N.V., collectively holding 9.4% of outstanding shares.
NYSE
Snow Phipps Group entities reaffirm their significant 34.7% beneficial ownership in Velocity Financial, Inc., with the percentage change driven by an increase in outstanding shares.
NASDAQ
Harry N. Vafias and affiliated entities increased their beneficial ownership in Imperial Petroleum Inc. to 36.9% through open market purchases, transfers, and compensatory awards.
NASDAQ
Gilead Sciences, Inc. increased its beneficial ownership in Assembly Biosciences, Inc. to 29% through a $45 million purchase of common stock and warrants.