Latest Schedule 13D activist filings
NASDAQ
An updated Schedule 13D filing reveals the Jones family and related trusts maintain significant control over Goosehead Insurance, detailing recent share transactions and reaffirming voting agreements.
NASDAQ
BMBL
Bumble INCSCHEDULE: Blackstone Reduces Bumble Stake by $104M
Blackstone entities sold over 16.6 million Bumble Class A shares for approximately $104.5 million, reducing their beneficial ownership to 29.2%.
NASDAQ
LVO
Liveone, INCSCHEDULE: LiveOne Boosts PodcastOne Stake to 71.8%
LiveOne, Inc. has increased its beneficial ownership in PodcastOne, Inc. to 71.8% through recent share acquisitions and financing activities.
NASDAQ
PODC
Podcastone, INCSCHEDULE: LiveOne Boosts PodcastOne Stake to 71.8%
LiveOne, Inc. has increased its beneficial ownership in PodcastOne, Inc. to 71.8% through recent share acquisitions and debt conversions, reinforcing its strategic investment.
NASDAQ
A group of activist investors, including PL Capital Advisors and Black Maple Capital, has increased its beneficial ownership in Financial Institutions, Inc. to 7.5%, citing undervaluation and intent to monitor corporate governance.
NASDAQ
Centerbridge entities, including Centerbridge Special Credit Partners III-Flex and Centerbridge Credit Partners Master, sold 9 million shares of Garrett Motion Inc. common stock for $12.27 per share.
NYSE
EVEX
Eve Holding, INCEmbraer Aircraft Holding, Inc. increased its beneficial ownership in Eve Holding, Inc. to 81.9% through a new share purchase and granted BNDESPAR significant governance rights.
NASDAQ
Sarepta Therapeutics and its investment arm have fully divested their holdings in Arrowhead Pharmaceuticals through a private sale and a share redemption.
NASDAQ
Sarepta Therapeutics has fully divested its stake in Arrowhead Pharmaceuticals through a secondary sale and a share redemption tied to a milestone payment.
NASDAQ
OrbiMed Advisors and OrbiMed Capital GP V LLC reported a decrease in their beneficial ownership of Compass Therapeutics, Inc. common stock to 8.9% due to an increase in the number of outstanding shares.
ERJ
Embraer SAEmbraer Aircraft Holding, Inc. is increasing its stake in Eve Holding, Inc. by purchasing an additional 4.12 million shares for nearly $20 million, while granting BNDESPAR new governance rights.
NYSE
EVEX
Eve Holding, INCEmbraer Aircraft Holding, Inc. is increasing its stake in Eve Holding, Inc. by purchasing an additional 4.12 million shares for nearly $20 million, while granting BNDESPAR new governance rights.
NYSE
ASAN
Asana, INCSCHEDULE: Asana Co-Founder Boosts Stake to 58%
Asana co-founder Dustin Moskovitz increased his beneficial ownership in the company to 58.0% through recent open-market purchases totaling nearly $25 million.
Redmile Group, LLC reports the disposition of its entire stake in IGM Biosciences, Inc. following the completion of the company's acquisition by Concentra Biosciences, LLC.
NASDAQ
Growth Equity Opportunities 18 VGE, an affiliate of New Enterprise Associates, increased its beneficial ownership in X4 Pharmaceuticals, Inc. to 9.99% through a recent private placement.
NYSE
Sixth Street Partners' affiliate, Lauca Investments, sold 3.75 million American Depositary Shares of LATAM Airlines Group S.A. for $42.35 per ADS in an underwritten offering.
NASDAQ
GLNG
Golar Lng LTDNaria Inc. and Perenco International Limited have jointly disclosed a 9.8% beneficial ownership stake in Golar LNG Limited, acquired through open market purchases and call option exercises.
NASDAQ
Castle Creek Capital Partners VII, LP has reduced its beneficial ownership in CF Bankshares Inc. to 9.9% after selling 66,285 shares for over $1.65 million.
NASDAQ
SCHEDULE: CEO Jagid's Atlantic Intl. Stake Update
Atlantic International Corp. CEO Jeffrey Jagid updates his beneficial ownership, detailing share awards and transfers following recent corporate actions.
NASDAQ
SCHEDULE: Weichai America Trims PSI Stake to 49.8%
Weichai America Corp. reduced its beneficial ownership in Power Solutions International, Inc. to 49.8% through open market sales of 285,935 shares.
NYSE
SCHEDULE: Icahn Completes Bausch Health Divestment
Carl Icahn and affiliated entities have fully divested their stake in Bausch Health Companies Inc., selling over 34.7 million shares at $9.00 each.
NASDAQ
17 Education & Technology Group Inc.'s CEO, Andy Chang Liu, significantly increased his beneficial ownership to 40.5% through a share subscription and open market purchases, funded partly by a secured, interest-free loan.
NYSE
TGLS
Tecnoglass INCEnergy Holding Corp, a significant shareholder in Tecnoglass Inc., completed the sale of nearly 1.5 million ordinary shares for approximately $118 million, reducing its beneficial ownership to 43.0%.
Verb Technology Company, Inc. announced a significant capital raise and strategic shift to acquire Toncoin, following a major investment by Manuel Stotz and Kingsway Capital.
NYSE
Paulson & Co. Inc. has significantly increased its beneficial ownership in Bausch Health Companies Inc. to 19.1% through recent share purchases.
Harbert Discovery Fund and related entities report zero beneficial ownership in Streamline Health Solutions Inc. following its acquisition by Mist Holding Co. for $5.34 per share.
NASDAQ
ACLX
Arcellx, INCNew Enterprise Associates (NEA) updated its beneficial ownership in Arcellx, Inc., reflecting pro rata share distributions to its partners and subsequent individual sales.
NYSE
QXO
Qxo, INCAffinity Partners and Jared Kushner report a decrease in their beneficial ownership of QXO, Inc. common stock to below 5% due to dilution from new share issuances by the company.
NASDAQ
APPN
Appian CORPAbdiel Capital and its affiliates have filed an Amendment No. 53 to their Schedule 13D, reporting a beneficial ownership of 6.6% in Appian Corporation's Class A Common Stock.
NASDAQ
LPSN
Liveperson INCVector Capital and its affiliates have increased their beneficial ownership in LivePerson, Inc. to 9.29% of outstanding common stock.