Latest Schedule 13D activist filings
OQB
Tony L. Alford and Christine Alford have increased their beneficial ownership in Lion Copper & Gold Corp., with Tony Alford now holding 43.24% of common shares.
NYSE
SCHEDULE: Scorpio Tankers Exits DHT Holdings Stake
Scorpio Tankers and its affiliates have reduced their stake in DHT Holdings to below 5%, marking their exit as a significant beneficial owner.
NYSE
SCHEDULE: Scorpio Tankers Exits DHT Holdings Stake
Scorpio Tankers and its affiliates have reduced their stake in DHT Holdings to below 5%, marking their exit as a significant beneficial owner.
Jakota Capital AG has acquired a 60.4% controlling interest in Crisp Momentum Inc. through a stock purchase agreement.
DALN
Dallasnews CORPGabelli Funds and affiliated entities have increased their stake in DallasNews Corp to 6.08% and expressed opposition to the company's recently adopted 10% poison pill, while evaluating a proposed acquisition by Hearst Communications Inc.
NASDAQ
Key shareholders Dengyao Jia and Yue Zhu form an 'acting-in-concert' group, consolidating control over 65.8% of Lianhe Sowell International Group Ltd's voting shares.
NYSE
Saba Capital Management, L.P. increased its beneficial ownership in Destra Multi-Alternative Fund to 24.94% through recent open market purchases.
NASDAQ
PLOUTOS Group Limited and its sole director, Wenquan Zhu, reported beneficial ownership of 80.48% of Big Tree Cloud Holdings Limited's Class A ordinary shares following a business combination and earn-out.
NASDAQ
Singapore Technologies Telemedia and its affiliates, including Temasek, have reduced their beneficial ownership in GDS Holdings Limited to 28.7% following a sale of 48 million Class A ADSs.
NYSE
The University of Wisconsin Foundation has amended its Schedule 13D filing for Pearl Diver Credit Co Inc., reporting a 21.5% beneficial ownership and delegating voting authority for shares held by Isthmus Capital LLC.
NASDAQ
PTLE
Ptl LTDYing Ying Chow, CEO of PTL Limited, has consolidated her control over the company by acquiring all shares of PTLE Limited, which holds a significant voting stake.
NASDAQ
Great Elm Group's major shareholders agree to delay the conversion of $8.3 million in convertible notes, preventing immediate dilution of common stock.
NYSE
Anthony Hsieh, founder of loanDepot, Inc., has significantly reduced his beneficial ownership in the company through recent sales of Class A Common Stock.
Trina Solar (Schweiz) AG has increased its beneficial ownership in T1 Energy Inc. to 16.6% following the completion of a significant share conversion.
NASDAQ
DLO
Dlocal LTDGeneral Atlantic and its affiliates have filed an amended Schedule 13D, disclosing a reduction in their beneficial ownership of dLocal Ltd's Class A common shares to 28.3% following a secondary offering.
NASDAQ
Reprogrammed Interchange LLC and Reid Hoffman reported significant open market sales of VOR Biopharma Inc. common stock, reducing their aggregate beneficial ownership to 28.0%.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corporation filed an Amendment No. 5 to their Schedule 13D, updating their beneficial ownership of Invesco California Value Municipal Income Trust's preferred shares following an amendment to a purchase agreement.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corporation filed an Amendment No. 5 to their Schedule 13D, updating their beneficial ownership of Invesco California Value Municipal Income Trust's preferred shares following an amendment to a purchase agreement.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corporation filed an amendment to their Schedule 13D regarding their 100% beneficial ownership of Invesco Pennsylvania Value Municipal Income Trust's preferred shares.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corporation filed an amendment to their Schedule 13D regarding their 100% beneficial ownership of Invesco Pennsylvania Value Municipal Income Trust's preferred shares.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corp filed an amendment to their purchase agreement for Invesco Trust for Investment Grade New York Municipals' VMTP Shares.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corp filed an amendment to their purchase agreement for Invesco Trust for Investment Grade New York Municipals' VMTP Shares.
HMST
Homestreet, INCA group of Ford-affiliated entities and Carl B. Webb have reported beneficial ownership of 78.1% of Mechanics Bancorp's Class A common stock following a recent merger.
Key insiders, including CEO Nathaniel Bradley, adjusted their beneficial ownership in Datavault AI Inc. following a significant convertible note conversion and a consulting agreement.
Hall of Fame Resort & Entertainment Co faces merger termination due to breach, raising significant funding concerns.
NASDAQ
APLM
Apollomics INCApollomics Inc.'s Chairman and CEO, Hung-Wen Chen, along with his wholly-owned entity King Regent Management Limited, increased their beneficial ownership to 41.8% of the company's Class A ordinary shares through a Private Investment in Public Equity (PIPE) transaction.
NASDAQ
A group of investors led by Ron Shemer has increased its beneficial ownership in Parke Bancorp, Inc. to 4.70% for investment purposes.
NASDAQ
Altai Capital Management and its affiliates have disclosed a 5.13% beneficial ownership stake in OraSure Technologies Inc., acquired for investment purposes.
NYSE
Silver Point Capital and its principals converted all their Gulfport Energy preferred stock into common shares following a redemption notice, increasing their common stock holdings to 19.4%.
NYSE
Edward S. Lampert and affiliated entities have reduced their beneficial ownership in AutoNation, Inc. to below the 5% threshold.