Latest Schedule 13D activist filings
NYSE
Sit Investment Associates and Sit Fixed Income Advisors II have increased their beneficial ownership in Putnam Premier Income Trust to 29.1% through recent market transactions.
NASDAQ
Caligan Partners LP and David Johnson updated their beneficial ownership in Anika Therapeutics, Inc., maintaining a 9.95% stake and disclosing cash-settled derivative agreements.
NYSE
Plus Channel Limited and Kastle Limited, entities associated with Zhihu Inc.'s share incentive plan, increased their beneficial ownership to 9.0% of Class A ordinary shares through recent repurchases.
NYSE
LandBridge Holdings LLC and affiliated entities reported a secondary public offering of 2.5 million Class A shares at $70.00 per share and adjusted their beneficial ownership in LandBridge Company LLC.
NAS
NexPoint Advisors and related parties, including James and Nancy Dondero, filed an Amendment No. 6 to their Schedule 13D, detailing updated beneficial ownership in NexPoint Real Estate Strategies Fund.
NASDAQ
Fund 1 Investments, LLC has reported ceasing beneficial ownership of over 5% of Vera Bradley, Inc. common stock, while maintaining economic exposure through cash-settled swaps.
NASDAQ
WE-INN LLC has reduced its beneficial ownership in Innventure, Inc. to 11.67% through recent open market sales, citing portfolio diversification and liquidity needs.
NASDAQ
NEXT
Nextdecade CORPHanwha Group entities, led by Hanwha Aerospace, increased their beneficial ownership in NextDecade Corporation to 8.8% through recent open market purchases totaling over $23 million.
NASDAQ
Catalyst4, Inc. and its directors have reported a significant 45.1% beneficial ownership in MapLight Therapeutics, Inc. following its initial public offering and a concurrent private placement.
NASDAQ
Khosla Ventures and its affiliates filed an Amendment No. 9 to their Schedule 13D, reporting changes in beneficial ownership of Rocket Lab Corporation common stock due to internal pro rata distributions.
AMEX
Ault & Company, Inc. and Milton C. Ault, III have increased their beneficial ownership in Hyperscale Data, Inc. to approximately 35.54% and 35.55% respectively, primarily through preferred stock conversions and recent share purchases.
NASDAQ
LHX Intermediate, LLC and White Oak Global Advisors, LLC have increased their beneficial ownership in Zeo Energy Corp. to 30.0% through a promissory note conversion.
NASDAQ
Ejnar A. Knudsen III has increased his beneficial ownership in ImmuCell Corporation to 9.21% following a compulsory redemption of limited partners in Craton Capital, LP.
NYSE
Byreforge LLC and Cristiano Amoruso have disclosed an 8.5% beneficial ownership stake in Magnachip Semiconductor Corp., citing undervaluation and plans for engagement with management.
Eric Trump has transferred his entire beneficial ownership of American Bitcoin Corp. Class A Common Stock to the Eric F. Trump Revocable Trust 2015.
OQB
PRKR
Parkervision INCA director of ParkerVision Inc. significantly increased his beneficial ownership of common stock through recent purchases and option exercises, now holding 7.0% of the company.
SRDX
Surmodics INCGAMCO Investors and affiliated entities have divested their entire beneficial ownership in Surmodics Inc. following the completion of its acquisition by an affiliate of GTCR LLC.
NASDAQ
M33 Growth I LP and TOI M, LLC have reduced their beneficial ownership in The Oncology Institute, Inc. through an in-kind distribution of shares to their respective partners.
NASDAQ
ALLT
Allot LTDQVT Financial LP has increased its beneficial ownership in Allot Ltd. to 10.45%, indicating a potential review of the company's governance, management, and strategic direction.
NASDAQ
Vladimir and Angelica Galkin have increased their beneficial ownership in Newegg Commerce, Inc. to 19.8% through recent open market purchases.
OneConnect Financial Technology Co., Ltd. has completed its privatization by way of a scheme of arrangement, leading to the delisting of its shares from the NYSE and HKEX.
NYSE
Ardagh Holdings S.A. and Ardagh Group S.A. detail a comprehensive recapitalization of Ardagh Group, including a significant ownership transfer and new debt issuance for Ardagh Metal Packaging S.A.
NYSE
DINO
Hf Sinclair CORPHF Sinclair Corporation repurchased 437,238 shares from REH Advisors Inc. for $24 million, reducing REH's stake to 7.0%.
Diveroli Investment Group LLC and Kingbird Ventures LLC have filed an amendment to their Schedule 13D, reporting beneficial ownership of 4.67% of LQR House Inc.'s common stock.
NASDAQ
Avidity Partners Management LP and its affiliates have reduced their beneficial ownership in Dianthus Therapeutics, Inc. to below 5%, filing an exit amendment to their Schedule 13D.
NASDAQ
IVA
Inventiva SASamsara BioCapital and Opportunity Funds, along with Dr. Srinivas Akkaraju, increased their beneficial ownership in Inventiva S.A. to 7.4% following a $20 million American Depositary Share purchase.
NASDAQ
PCYO
Pure Cycle CORPA group led by Maran Capital Management, LLC has disclosed a 14.7% beneficial ownership stake in Pure Cycle Corporation, signaling intent for strategic engagement.
An activist investor group, Funicular Funds, LP, has filed a petition to liquidate Nabors Energy Transition Corp. II, citing a loss of trust in management and substratum failure.
AMEX
Equinox Partners Investment Management LLC and affiliated entities have increased their beneficial ownership in Gran Tierra Energy Inc. to 17.6% of outstanding common stock.
Jeffrey E. Eberwein has increased his beneficial ownership in Star Equity Holdings, Inc. to 21.4% through recent common stock purchases.