Latest Schedule 13D activist filings
NASDAQ
Phillip Frost, M.D. and Frost Gamma Investments Trust increased their beneficial ownership in Cocrystal Pharma, Inc. through a recent unit purchase.
NYSE
Norman D. Schwartz consolidates significant beneficial ownership of Bio-Rad Laboratories Class B Common Stock following the passing of Alice N. Schwartz, maintaining family control.
NYSE
Norman D. Schwartz has consolidated beneficial ownership and control over Bio-Rad Laboratories' Class A and Class B Common Stock following the passing of Alice N. Schwartz.
NYSE
Associated Capital Group and other Gabelli entities increased their beneficial ownership in Gabelli Healthcare & WellnessRx Trust's Preferred Shares to over 61% through a private placement.
Equality Group Ltd. and Hongyu Wang have disclosed a 0.35% beneficial ownership stake in Maase Inc., representing 11.34% of voting power, following recent corporate actions by Maase Inc.
Golden Brighter Limited and Baron Ren have disclosed a 29.10% beneficial ownership stake in Maase Inc., acquired through share consideration in two recent acquisitions.
WJ Management Company Limited and Dejun Yu jointly report beneficial ownership of 29.10% of Maase Inc.'s ordinary shares following recent acquisition-related share issuances.
Moonlit Group Ltd. and Katherine Wang report a 1.74% beneficial ownership in Maase Inc., holding 56.70% of the total voting power following recent corporate actions.
AMEX
AXIL
Axil Brands, INCJeffrey Brown and BZ Capital Strategies increased their beneficial ownership in Axil Brands, Inc. through a preferred stock acquisition, raising Brown's total stake to 7.5%.
NASDAQ
ABVX
Abivax SASCHEDULE: Sofinnova Reduces Abivax Stake to 5.6%
Sofinnova Crossover I SLP and related entities have reduced their beneficial ownership in Abivax SA to approximately 5.6% of outstanding ordinary shares through recent ADS sales.
NASDAQ
A major investor in AIRWA Inc. has accused the company of a severe lack of transparency regarding a massive at-the-market share offering that significantly diluted his stake and potentially misled the market.
AMEX
The Kenneth R. Peak Marital Trust has reported a reduction in its beneficial ownership of Contango ORE, Inc. common stock, now holding 4.4% of the class.
NASDAQ
MTLS
Materialise NVMaterialise NV's founding shareholders, Wilfried Vancraen and Hilde Ingelaere, along with Idem, plan to sell up to 590,000 shares on Euronext Brussels following the company's planned additional listing and potential ADS buyback program.
Shareholders of OneConnect Financial Technology Co., Ltd. have approved the privatization proposal by Bo Yu Limited via a scheme of arrangement.
NASDAQ
RTW Investments, LP and Roderick Wong have reduced their beneficial ownership in Avidity Biosciences, Inc. to 3.1%, falling below the 5% threshold.
NASDAQ
MKTW
Marketwise, INCMonument & Cathedral Holdings, LLC has proposed to acquire all outstanding equity interests of MarketWise, Inc. not already owned by M&C for $17.25 per share in cash.
NASDAQ
QRVO
Qorvo, INCStarboard Value LP and affiliates have entered into a voting and support agreement with Skyworks Solutions, Inc. to back its acquisition of Qorvo, Inc.
NYSE
NPWR
Net Power INCNPEH, an entity associated with 8 Rivers Capital, has sold over 2 million shares of NET Power Inc. Class A Common Stock after converting Opco Units, reducing its beneficial ownership percentage.
NASDAQ
An investor group led by Nexus Capital Management significantly increased its stake in Rent the Runway, participating in a major recapitalization and debt restructuring.
NASDAQ
SCHEDULE: Blue Owl Boosts Katapult Stake to 48.55%
Blue Owl Capital Holdings LP increased its beneficial ownership in Katapult Holdings, Inc. to 48.55% due to changes in the issuer's stock price affecting conversion shares.
NASDAQ
Rent the Runway, Inc. has completed a comprehensive recapitalization, including debt-to-equity conversions, new credit facilities, and a rights offering, significantly altering its ownership and board structure.
NASDAQ
CHS US Investments and its affiliates have significantly increased their beneficial ownership in Rent the Runway, Inc. to 59.9% following a major recapitalization.
NASDAQ
The Wilks Brothers group has increased its beneficial ownership in Dawson Geophysical Company to 79.42% and signals intent for potential strategic transactions.
NASDAQ
ARCH Venture Fund XII increased its holdings in Neumora Therapeutics, Inc. by purchasing 1.9 million shares for approximately $5 million.
NYSE
GPRK
Geopark LTDParex Resources Inc. has publicly announced an all-cash offer to acquire GeoPark Limited for US$9.00 per share, representing a significant premium, after GeoPark's board rejected the proposal and pursued a high-risk Argentine investment.
NASDAQ
ATAI Life Sciences N.V. reported a reduction in its beneficial ownership of COMPASS Pathways plc to 6.0% following recent open market sales.
NASDAQ
ATAI Life Sciences N.V. reported a reduction in its beneficial ownership of COMPASS Pathways plc to 6.0% through recent open market sales.
NASDAQ
Growth Equity Opportunities 18 VGE, LLC and affiliated NEA entities increased their beneficial ownership in X4 Pharmaceuticals, Inc. to 6.2% following participation in a recent underwritten offering.
NASDAQ
EVO
Evotec SETriton-affiliated entities, including Excalibur LuxCo SARL, have converted a swap agreement into direct ownership of 3.55 million Evotec SE ordinary shares, maintaining a 9.99% stake.
NASDAQ
Ally Bridge Group entities and Fan Yu disclose an 11.3% beneficial ownership in ProMIS Neurosciences Inc. and the appointment of Slanix Paul Alex to the Board of Directors.