Latest Schedule 13D activist filings
NASDAQ
Silicon Valley Acquisition Sponsor LLC and CEO Dan Nash have filed a Schedule 13D, revealing a combined beneficial ownership of 28.60% of Silicon Valley Acquisition Corp.'s ordinary shares following the company's IPO.
NYSE
SCHEDULE 13D/A: Artisan Partners Execs Report Reduced Voting Power
Key executives at Artisan Partners Asset Management Inc. have filed an amendment to their Schedule 13D, reporting a decrease in the combined voting power of shares subject to their Stockholders Committee to 10.2%.
VLCN
Volcon, INCEmpery Asset Management and Ryan M. Lane update their beneficial ownership in Empery Digital Inc., noting Martin D. Hoe's departure as a reporting person and recent share sales.
NASDAQ
PLUR
Pluri INCChutzpah Holdings Limited and affiliates significantly increased their beneficial ownership in Pluri Inc. to approximately 35% through a series of private placements and warrant exercises.
NASDAQ
Wilks Brothers, LLC has consolidated its direct ownership of Dawson Geophysical Co. common stock to 79.42% following the dissolution of its subsidiary, WB Acquisitions Inc.
AMEX
Milton C. Ault III and affiliated entities have increased their beneficial ownership in Universal Safety Products, Inc. to 9.7% through recent open market purchases and vested options.
AMEX
Milton C. Ault III and affiliated entities have increased their beneficial ownership in Universal Safety Products, Inc. to 9.7% through recent open market purchases and vested options.
NASDAQ
SCWO
374water INCA group of beneficial owners in 374Water Inc. increased their collective stake to 26.9%, advocating for board vacancies to be filled and exploring alternative financing methods.
NASDAQ
EXEL
Exelixis, INCFarallon Capital Management updates its beneficial ownership in Exelixis, Inc. to 5.9% and discloses internal management changes affecting its reporting persons.
OTC.Pink
An amended Schedule 13D reveals increased beneficial ownership by Peter J. Jacullo III and related entities, coinciding with the company's plan to delist from Nasdaq.
NASDAQ
Edgar R. Smith III and affiliated entities increased their beneficial ownership in First Guaranty Bancshares, Inc. to 18.2% through a private placement and note conversions.
NASDAQ
Fortress Biotech, Inc. has increased its beneficial ownership in Mustang Bio, Inc. to 8.0% following an annual equity grant and maintains a voting majority through preferred stock.
NASDAQ
MBIO
Mustang Bio, INCFortress Biotech, Inc. has increased its beneficial ownership in Mustang Bio, Inc. to 8.0% following an annual equity grant and maintains a voting majority through preferred stock.
NASDAQ
SKYX Platforms' director and related entities converted a subordinated convertible note into common stock at a significantly reduced conversion price of $2.20 per share.
OTC.Pink
Fairfax Financial Holdings and its affiliates have significantly increased their beneficial ownership in Under Armour, Inc. Class A Common Stock to 22.2%, acquiring over 35 million shares in the last 60 days.
NYSE
Fairfax Financial Holdings Limited and its affiliates have disclosed a significant beneficial ownership of 22.2% in Under Armour's Class A Common Stock for investment purposes.
NASDAQ
Marshall T. Reynolds and affiliated entities increased their beneficial ownership in First Guaranty Bancshares, Inc. to 12.94% following a private placement.
AMEX
Injective Foundation and Glenn Kennedy report a significant 36.99% beneficial ownership in Pineapple Financial Inc. following a strategic investment.
NASDAQ
Bpifrance Participations exercised warrants for 6.5 million DBV Technologies shares and subsequently sold 3.1 million shares in market transactions.
BRFS
Brf SAAn amendment to BRF S.A.'s Schedule 13D corrects a signatory error for The Public Investment Fund on a previous filing.
NASDAQ
Hooker Furnishings Corporation and Global Value Investment Corp. have entered into a Cooperation Agreement to appoint a new independent director and establish voting and standstill provisions.
Yinan Hu divests his stake in Maase Inc. through Sea Synergy, transferring control to Jianguo Cheng and Wei Yang, who now hold 1.39% of Class A shares.
NYSE
Searchlight IV KOR, L.P. and KORE Group Holdings, Inc. amended their August 1 Agreement to extend the 'Holiday Period' until February 15, 2026.
NYSE
SE
Sea LTDSCHEDULE 13D/A: Sea Limited Founder Li Adjusts Stake, Maintains Control
Sea Limited's founder, Forrest Xiaodong Li, updated his beneficial ownership, reflecting sales under a pre-planned trading program while retaining significant voting power.
NYSE
SCHEDULE 13D/A: Atlas Energy Shareholder Enters Forward Sale Agreement
Gregory M. Shepard, a significant shareholder in Atlas Energy Solutions Inc., entered into a prepaid variable share forward sale transaction involving 532,500 shares, receiving $3.87 million.
Endeavor Group Holdings, Inc. reported an internal reorganization involving the distribution of 24.39 million TKO OpCo Units to a subsidiary, resulting in changes to beneficial ownership percentages.
NYSE
Endeavor Group Holdings' subsidiaries completed an internal reorganization, shifting beneficial ownership of TKO OpCo Units and Class A Common Stock.
NYSE
Koch Icon Investments, LLC transferred its 27.7% stake in Getty Images Holdings, Inc. to KED Icon Holdings, LLC as part of an internal reorganization.
NYSE
Key insiders and affiliated entities, including James D. Dondero, significantly increased their beneficial ownership in NexPoint Real Estate Finance, Inc. through OP Unit redemptions and dividend reinvestments.
NASDAQ
INAB
In8bio, INCEmily and Malcom Fairbairn, along with their CRUT, increased their beneficial ownership in IN8BIO, INC. to 7.5% through a $1 million investment in a recent private placement.