Form 4: Yum China Holdings Executive Lu Xueling Reports Stock Transactions
SEC Form 4
Lu Xueling, Controller and PAO of Yum China Holdings, reports the acquisition and disposal of common stock and restricted stock units.
Summary
- On February 8, 2025, Lu Xueling acquired 1,374 shares of common stock through the vesting of restricted stock units and disposed of 556 shares to cover tax obligations at a price of $48.44.
- Following these transactions, Lu Xueling directly owns 24,781 shares of common stock and 2,791 restricted stock units.
- On February 9, 2025, Lu Xueling acquired 1,239 shares of common stock through the vesting of restricted stock units and disposed of 558 shares to cover tax obligations at a price of $48.44.
- Following these transactions, Lu Xueling directly owns 25,462 shares of common stock and 1,235 restricted stock units.
- On February 9, 2025, Lu Xueling acquired 885 shares of common stock through the vesting of restricted stock units and disposed of 399 shares to cover tax obligations at a price of $48.44.
- Following these transactions, Lu Xueling directly owns 25,948 shares of common stock and 911 restricted stock units.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing reflecting standard executive compensation practices; it doesn't inherently indicate positive or negative sentiment.
Industry Context
This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities in the company's stock.
Stakeholder Impact
- The transactions have a minimal direct impact on stakeholders, as they represent routine executive compensation and tax-related sales.
Key Dates
| Date | Description |
|---|---|
| 02/09/2023 | Date from which vesting occurs 50% on the second anniversary and the remaining 50% vesting occurs on the third anniversary for 1,239 Restricted Stock Units. |
| 02/09/2023 | Date from which vesting occurs 1/3 per year beginning one year for 885 Restricted Stock Units. |
| 02/08/2024 | Date from which vesting occurs 1/3 per year beginning one year for 1,374 Restricted Stock Units. |
| 02/08/2025 | Transaction date for acquisition and disposal of common stock and restricted stock units. |
| 02/09/2025 | Transaction date for acquisition and disposal of common stock and restricted stock units. |
| 02/11/2025 | Date of signature for the report. |
Keywords
Yum China Holdings, Lu Xueling, Form 4, Stock Transactions, Restricted Stock Units, Beneficial Ownership, YUMC
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