SCHEDULE: Anson Funds Group Discloses 9.9% Stake in Yorkville Acquisition Corp.

Sentiment:

Amendment to Schedule 13G


Anson Funds Management LP and affiliated entities have disclosed a 9.9% beneficial ownership stake in Yorkville Acquisition Corp.'s Class A Ordinary Shares.

Summary

  • Anson Funds Management LP, Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo, and Moez Kassam collectively reported beneficial ownership of 1,772,150 Class A Ordinary Shares of Yorkville Acquisition Corp.
  • This ownership represents 9.9% of the outstanding Class A Ordinary Shares of Yorkville Acquisition Corp.
  • The percentage is calculated based on 17,831,250 outstanding shares, as reported in the Issuer's Quarterly 10-Q filed on August 14, 2025.
  • The securities were acquired and are held in the ordinary course of business, without the purpose or effect of changing or influencing control of the issuer, except for activities solely related to a nomination under SEC Rule 240.14a-11.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership, explicitly stating no intent to influence control, thus maintaining a neutral sentiment.

Positives

  • A significant institutional investor group, Anson Funds, has taken a substantial 9.9% stake in Yorkville Acquisition Corp., potentially signaling confidence in the company's future prospects or investment strategy.

Negatives

  • NA

Risks

  • The reporting persons explicitly state that their acquisition and holding of shares are not for the purpose of changing or influencing control of Yorkville Acquisition Corp., which might limit the potential for shareholder activism or strategic shifts driven by this large stake.

Future Outlook

NA

Management Comments

  • "To the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ยงยง 240.14a-11."
  • "To the best of my knowledge and belief, the foreign regulatory scheme applicable to Anson Advisors Inc. is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s)."
  • "I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D."

Industry Context

NA

Stakeholder Impact

  • Shareholders: The disclosure of a significant 9.9% stake by Anson Funds could be viewed positively as a vote of confidence from an institutional investor, potentially influencing market perception and share price. However, the explicit disclaimer of intent to influence control suggests no immediate strategic changes are anticipated from this stake.

Key Dates

DateDescription
2025-08-14Date of Issuer's Quarterly 10-Q filing, reporting 17,831,250 outstanding Common Stock shares.
2025-09-30Date of event which required the filing of this Schedule 13G Amendment No. 1.
2025-11-14Date of signing and filing of this Schedule 13G Amendment No. 1.

Keywords

Yorkville Acquisition Corp, Anson Funds, Schedule 13G, Beneficial Ownership, Class A Ordinary Shares, Investment Advisor, SEC Filing, Equity Stake

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