Form 4: Xylem Inc. SVP & General Counsel Dorothy Trefon Capers Reports Stock Transactions
SEC Form 4
Dorothy Trefon Capers, SVP & General Counsel of Xylem Inc., reports the acquisition and disposal of common stock related to vesting of performance-based stock units and tax liability payments.
Summary
- On March 1, 2025, Dorothy Trefon Capers, SVP & General Counsel of Xylem Inc., acquired shares of common stock upon the vesting of performance-based stock units.
- These units were granted on March 1, 2022, under the Xylem Omnibus Incentive Plan and related to Total Shareholder Return, ROIC, and Revenue performance criteria.
- A total of 1,315 shares were acquired related to Total Shareholder Return at a price of $129.78.
- An additional 1,575 shares were acquired related to ROIC at a price of $129.78.
- Another 1,575 shares were acquired related to Revenue at a price of $129.78.
- Shares were also withheld to cover tax liabilities associated with the vesting of these units; 1,516 shares were withheld related to performance-based stock units and 816 shares were withheld related to restricted stock units.
- Following these transactions, Capers directly owns 8,015 shares of Xylem Inc. common stock.
Sentiment
Score: 6
Explanation: The document is neutral in sentiment. It simply reports transactions related to stock vesting and tax obligations. The vesting itself is a positive sign, but the document doesn't explicitly convey strong positive or negative sentiment.
Positives
- The vesting of performance-based stock units suggests that the company has met certain performance criteria related to Total Shareholder Return, ROIC, and Revenue.
Industry Context
This Form 4 filing is a routine disclosure related to insider transactions and provides transparency regarding the holdings of company executives. It is a standard practice for publicly traded companies.
Stakeholder Impact
- The transactions have a minor impact on shareholders as they reflect the vesting of previously granted equity compensation.
Key Dates
| Date | Description |
|---|---|
| 03/01/2022 | Date of grant for performance-based stock units under the Xylem Omnibus Incentive Plan. |
| 02/24/2016 | Amended and Restated date of the Xylem Omnibus Incentive Plan. |
| 03/01/2025 | Date of transaction: acquisition and disposal of shares due to vesting and tax withholding. |
| 03/04/2025 | Date of signature on the Form 4 filing. |
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