Form 4: XOMA Royalty Corp CFO Thomas M. Burns Reports Securities Transactions

Thomas M. Burns, CFO of XOMA Royalty Corp, reports acquisition and disposal of company securities, including Depositary Shares and Common Stock, as well as holdings in a 401(k) plan.

Summary

• On April 1, 2025, Thomas M. Burns, SVP, Finance & CFO of XOMA Royalty Corp, engaged in transactions involving the company's securities.
• Burns acquired 1,000 Depositary Shares 8.375% B Cumulative Stock at a price of $25.46 per share.
• Burns disposed of 2,000 shares of 8.625% Series A Cumulative Perpetual Preferred Stock.
• Burns directly owns 15,272 shares of Common Stock, including 719 shares acquired under the ESPP Plan.
• Burns indirectly owns 6,130 shares of Common Stock through a 401(k) Plan.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the filing simply reports transactions without providing explicit positive or negative commentary. The acquisition and disposal actions balance each other out.

Positives

• The acquisition of Depositary Shares could indicate confidence in the company's future performance.

Negatives

• The disposal of 2,000 shares of 8.625% Series A Cumulative Perpetual Preferred Stock could be seen as a negative signal, although the reason for disposal is not specified.

Risks

• The Form 4 filing itself doesn't inherently indicate risks, but the transactions could be interpreted in various ways by the market.

Industry Context

Form 4 filings are a routine part of regulatory compliance for corporate insiders and provide transparency into their trading activities. These filings are closely watched by investors for signals about management's view of the company's prospects.

Stakeholder Impact

• The transactions may influence investor perception of the company's stock.

Key Dates

Keywords

XOMA Royalty Corp, Thomas M. Burns, Form 4, Securities, Depositary Shares, Common Stock, Preferred Stock, Insider Trading, ESPP, 401(k)