SCHEDULE 13D: X3 Holdings CFO/COO Yuxia Xu Awarded Significant Equity Stake for Performance

X3 Holdings Co., Ltd. has awarded its Chief Financial Officer and Chief Operating Officer, Yuxia Xu, 550,000 Class B ordinary shares as an equity-based reward for her outstanding services and contributions.

Summary

• Yuxia Xu, the Chief Financial Officer and Chief Operating Officer of X3 HOLDINGS CO., LTD., was issued 550,000 Class B ordinary shares on June 18, 2025.
• These shares were granted as equity-based rewards for her outstanding services rendered during the fiscal year ended December 31, 2024, with no monetary consideration paid.
• The 550,000 Class B ordinary shares represent 1.48% of the Company's total issued and outstanding Ordinary Shares, which stood at 37,258,859 shares as of June 20, 2025.
• Significantly, these Class B shares account for approximately 22.8% of the Issuer's total voting power.
• The purpose of this acquisition is to incentivize and retain Ms. Xu by aligning her economic interest with the long-term performance of the Issuer, recognizing her contributions to key operational milestones, capital financing activities, and corporate transformation initiatives.

Sentiment

Score: 7

Explanation: The document reflects a positive internal event, recognizing and incentivizing a key executive through a significant equity award, which aligns her interests with the company's long-term performance. The substantial voting power associated with the Class B shares is also a notable positive for management stability, though it could be seen as a concentration of control.

Positives

• The company is effectively recognizing and retaining a key executive, Yuxia Xu (CFO/COO), through a significant equity award.
• The equity award aligns the economic interests of a crucial member of management with the long-term performance of X3 Holdings, fostering commitment.
• The award acknowledges Ms. Xu's past contributions to significant company achievements, including operational milestones, capital financing, and corporate transformation.
• The use of equity-based compensation allows the company to reward performance without immediate cash outflow.

Risks

• The reporting person, Ms. Yuxia Xu, may, from time to time over the next 12 months, acquire additional securities of the Issuer or dispose of some or all of the shares, which could introduce market volatility related to her holdings.

Future Outlook

The reporting person, Yuxia Xu, may, from time to time over the next 12 months, acquire additional securities of the Issuer, dispose of some or all of the shares, or engage in other transactions, depending on market conditions, the Issuer's business performance, or other factors.

Management Comments

• "The Class B ordinary shares acquired by Ms. Xu represent equity-based rewards awarded to Ms. Xu, the Issuer's Chief Financial Officer and Chief Operating Officer, in recognition of her contributions to the Issuer's achievement of key operational milestones, capital financing activities, and corporate transformation initiatives."
• "The acquisition of the Shares is intended to incentivize and retain Ms. Xu by aligning her economic interest with the long-term performance of the Issuer."

Industry Context

This filing is specific to an individual executive's shareholding and does not provide broader industry context or trends.

Legal Proceedings

• The reporting person, Yuxia Xu, has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) in the last five years.
• The reporting person, Yuxia Xu, has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws, in the last five years.

Related Party Transactions

• The Issuer issued 550,000 Class B ordinary shares to Ms. Yuxia Xu, who serves as the Chief Financial Officer and Chief Operating Officer of the Issuer, as equity-based rewards for outstanding services rendered.

Stakeholder Impact

• Shareholders: The award aligns a key executive's interests with long-term company performance, potentially benefiting shareholders. However, the significant voting power (22.8%) held by Ms. Xu through Class B shares could concentrate control.
• Employees: May signal a company culture that rewards high performance and dedication.

Next Steps

• Ms. Yuxia Xu may acquire additional securities of the Issuer over the next 12 months.
• Ms. Yuxia Xu may dispose of some or all of her shares over the next 12 months.
• Ms. Yuxia Xu may engage in other transactions related to the Issuer's securities over the next 12 months.

Key Dates

Keywords

X3 Holdings, Yuxia Xu, Schedule 13D, Class B shares, equity award, CFO, COO, beneficial ownership, voting power, executive compensation, SEC filing