SCHEDULE: ETFS Capital, Graham Tuckwell Disclose 3.6% WisdomTree Stake
Beneficial Ownership Disclosure
ETFS Capital Limited and its controlling shareholder, Graham Tuckwell, have disclosed a 3.6% passive beneficial ownership stake in WisdomTree, Inc.
Summary
- ETFS Capital Limited and Graham Tuckwell (Reporting Persons) collectively beneficially own 5,250,000 shares of WisdomTree, Inc. common stock.
- This ownership represents approximately 3.6% of WisdomTree's total outstanding shares.
- The Reporting Persons hold shared voting power and shared dispositive power over these 5,250,000 shares.
- The filing is an Amendment No. 3 to a Schedule 13G, indicating a change from previous beneficial ownership disclosures.
- The Reporting Persons certify that the securities were not acquired and are not held for the purpose of changing or influencing the control of WisdomTree, Inc., other than activities solely in connection with a nomination under Rule 14a-11.
Sentiment
Score: 5
Explanation: The filing is a routine disclosure of passive beneficial ownership, with no explicit positive or negative financial or operational information.
Industry Context
This filing pertains to beneficial ownership in WisdomTree, Inc., an asset manager known for its exchange-traded funds (ETFs). ETFS Capital Limited is also a prominent entity in the ETF space, making this ownership a notable, albeit passive, stake within the broader asset management industry.
Stakeholder Impact
- Shareholders: Provides transparency regarding a significant, albeit passive, ownership stake held by ETFS Capital Limited and Graham Tuckwell.
Key Dates
| Date | Description |
|---|---|
| 08/04/2025 | Date as of which WisdomTree, Inc.'s total outstanding shares (147,107,121) were reported in its Form 10-Q. |
| 08/06/2025 | Date WisdomTree, Inc. filed its Quarterly Report on Form 10-Q with the SEC. |
| 08/20/2025 | Date of the event which required the filing of this statement. |
| 08/29/2025 | Date the Schedule 13G Amendment No. 3 was signed by the Reporting Persons. |
Keywords
WisdomTree, ETFS Capital, Graham Tuckwell, Beneficial Ownership, Schedule 13G, Common Stock, Investment, Asset Management
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.