SCHEDULE 13G/A: ETFS Capital and Graham Tuckwell Maintain 6.3% Stake in WisdomTree, Inc.

ETFS Capital Limited and its controlling shareholder Graham Tuckwell have filed an amendment to their Schedule 13G, confirming their beneficial ownership of 6.3% of WisdomTree, Inc.'s common stock as of March 31, 2025.

Summary

• ETFS Capital Limited and Graham Tuckwell (collectively, the "Reporting Persons") beneficially own 9,250,000 shares of WisdomTree, Inc. Common Stock.
• This ownership represents approximately 6.3% of WisdomTree, Inc.'s outstanding shares.
• The percentage is based on 147,047,857 shares outstanding as of February 24, 2025, as reported in WisdomTree's Annual Report on Form 10-K.
• Both ETFS Capital Limited and Graham Tuckwell share voting and dispositive power over all 9,250,000 shares.
• The Reporting Persons certify that the securities were not acquired and are not held for the purpose of changing or influencing the control of the issuer, other than activities solely in connection with a nomination under SEC Rule 240.14a-11.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing (Schedule 13G Amendment No. 2) disclosing beneficial ownership. It contains no new financial performance data, strategic announcements, or significant changes in ownership that would imply a strong positive or negative sentiment. The explicit disclaimer against control influence suggests a neutral stance regarding activist intent.

Risks

• The document explicitly states that the securities were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of WisdomTree, Inc., which mitigates the risk of an activist investor seeking to force significant corporate changes, except for activities solely related to a nomination under SEC Rule 240.14a-11.

Future Outlook

NA

Management Comments

• "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11."

Industry Context

This filing is a routine disclosure of a significant ownership stake in WisdomTree, Inc., an asset manager known for its exchange-traded funds (ETFs). Such disclosures provide transparency regarding major shareholders, which is standard practice in the financial services industry.

Related Party Transactions

• Graham Tuckwell is the controlling shareholder of ETFS Capital Limited, and therefore may be deemed the beneficial owner of the shares directly owned by ETFS Capital.

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant ownership stake held by ETFS Capital Limited and Graham Tuckwell, confirming their continued investment in WisdomTree, Inc.

Key Dates

Keywords

WisdomTree Inc., ETFS Capital Limited, Graham Tuckwell, Schedule 13G, Beneficial Ownership, Common Stock, SEC Filing, Investment Management, Exchange Traded Funds