WVVI.NASDAQWillamette Valley Vineyards INC

SCHEDULE: Carl D. Thoma Reports 1.0% Stake in Willamette Valley Vineyards

Sentiment:

Beneficial Ownership Report

📋All filings for Willamette Valley Vineyards INC
🔒Login to Follow

Carl D. Thoma has reported a 1.0% beneficial ownership stake in Willamette Valley Vineyards, Inc., holding 50,000 shares as a passive investor.

Summary

  • Carl D. Thoma beneficially owns 50,000 shares of Willamette Valley Vineyards, Inc. Common Stock.
  • This ownership represents 1.0% of the company's outstanding common stock.
  • The percentage is calculated based on 4,964,529 shares outstanding as of May 13, 2025, as reported in the Issuer's Quarterly Report on Form 10-Q.
  • Carl D. Thoma holds sole voting and sole dispositive power over all 50,000 shares.
  • The filing is an Amendment No. 3 to Schedule 13G, indicating a passive investment purpose, not for changing or influencing control of the issuer.

Sentiment

Score: 6

Explanation: The filing indicates a stable, passive ownership stake by an individual investor, which is generally neutral to slightly positive as it does not suggest activist intent or immediate divestment.

Positives

  • The disclosure of a stable, passive ownership stake by an individual investor suggests a non-activist shareholder base.
  • The investor's certification indicates the shares are not held for the purpose of changing or influencing control of the issuer.

Risks

  • No specific risks related to the company's operations or financial health are disclosed in this ownership filing.

Future Outlook

This Schedule 13G filing is an ownership disclosure and does not contain forward-looking statements or guidance regarding the company's future performance or strategic outlook.

Industry Context

Willamette Valley Vineyards, Inc. operates within the wine industry. This filing pertains to an individual's beneficial ownership stake and does not provide insights into broader industry trends or competitive dynamics.

Stakeholder Impact

  • Shareholders: Provides transparency regarding a significant individual ownership stake, confirming a passive investment approach.

Key Dates

DateDescription
05/13/2025Date of Willamette Valley Vineyards, Inc.'s Quarterly Report on Form 10-Q, which reported 4,964,529 shares of common stock outstanding.
06/30/2025Date of event which required the filing of this statement.
08/08/2025Signature date of the Schedule 13G filing by Carl D. Thoma.

Recommendation

hold

This Schedule 13G filing primarily discloses a passive ownership stake by an individual investor and does not contain information related to the company's financial performance, strategic initiatives, or market outlook that would warrant a change in investment recommendation. The 1.0% stake is not indicative of control intent or significant market moving activity.

Keywords

Willamette Valley Vineyards, WVV, Carl D. Thoma, Schedule 13G, beneficial ownership, common stock, wine industry, Oregon

Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.