Form 4: Waters Corp SVP & CFO Amol Chaubal Reports Stock Transactions

Sentiment:

SEC Form 4 Filing


Amol Chaubal, SVP & CFO of Waters Corp, reports the withholding of shares for tax obligations and correction of a previous omission regarding shares acquired through the Employee Stock Purchase Plan.

Summary

  • Amol Chaubal, the SVP & Chief Financial Officer of Waters Corp, filed a Form 4 detailing changes in beneficial ownership.
  • On May 12, 2025, 239 shares of common stock were withheld by the issuer to satisfy tax obligations related to the vesting of restricted stock units, at a price of $366.67 per share.
  • Following the transaction, Chaubal beneficially owns 5,224.393 shares of common stock.
  • The report also corrects an omission from previous filings regarding 27.0112 shares acquired on June 28, 2024, and 67.8868 shares acquired on March 31, 2025, through the Waters Corporation 2009 Employee Stock Purchase Plan (ESPP).
  • These ESPP transactions were exempt under Rule 16b-3(c).

Sentiment

Score: 7

Explanation: The document is a standard SEC filing detailing stock transactions. The correction of a previous omission is a positive sign of transparency. Overall, the sentiment is neutral to slightly positive.

Industry Context

This is a routine filing related to executive compensation and stock ownership, common for publicly traded companies. It provides transparency into the transactions of company insiders.

Stakeholder Impact

  • Shareholders gain insight into executive stock transactions and ownership.
  • Employees participating in the ESPP are affected by the plan's terms and conditions.

Key Dates

DateDescription
June 28, 2024Acquisition of 27.0112 shares of common stock through ESPP.
March 31, 2025Acquisition of 67.8868 shares of common stock through ESPP.
May 12, 2025Withholding of 239 shares for tax obligations.
May 14, 2025Date of Form 4 filing.

Keywords

Form 4, Beneficial Ownership, Waters Corp, Amol Chaubal, Stock Transaction, ESPP, Tax Withholding, Rule 16b-3(c)

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