WAFD.NASDAQWafd INC

Form 4: WAFD Inc. Executive Ryan Mauer Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing


EVP & Chief Credit Officer Ryan Mauer reports disposition of shares to cover tax obligations and holdings including dividend reinvestments and stock units awarded through a Supplemental Executive Retirement Plan.

Summary

  • Ryan Mauer, EVP & Chief Credit Officer of WAFD INC, reported a transaction on October 31, 2024.
  • Mauer disposed of 7,528 shares of Common Stock at a price of $33.98.
  • The transaction was to cover tax obligations.
  • Following the transaction, Mauer beneficially owns 112,508 shares.
  • These holdings include shares acquired through dividend reinvestment transactions and 59,844 stock units awarded pursuant to a Supplemental Executive Retirement Plan (SERP).

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing a stock transaction by an executive. It doesn't inherently convey positive or negative sentiment.

Industry Context

Form 4 filings are standard disclosures required by the SEC to ensure transparency in insider trading activities, allowing investors to monitor the actions of company executives and directors.

Stakeholder Impact

  • The transaction has a minor impact on shareholders as it reflects an executive's stock disposal to cover tax obligations, which is a common practice.

Key Dates

DateDescription
10/31/2018Date Non-Qualified Stock Option (right to buy) was exercisable
10/31/2024Date of the reported transaction where 7,528 shares of Common Stock were disposed of.
10/31/2028Expiration date of Non-Qualified Stock Option (right to buy)
11/04/2024Date of signature by Kelli Holz, Attorney-in-fact.

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