Form 4: WAFD Inc. Executive James Endrizzi Reports Stock Transactions

Executive Vice President and Chief Commercial Banker of WAFD Inc., James Endrizzi, reports the disposition of 1,295 common stock shares and other transactions.

Summary

• James Endrizzi, an EVP and Chief Commercial Banker at WAFD Inc., filed a Form 4 detailing changes in his beneficial ownership of the company's securities.
• On December 10, 2024, Mr. Endrizzi disposed of 1,295 shares of common stock at a price of $0.
• Following the transaction, Mr. Endrizzi directly owns 132,903 shares of common stock and indirectly owns 224 shares through a 401(k).
• He also directly owns 748 depositary shares of Series A Preferred Stock.
• Additionally, Mr. Endrizzi holds a non-qualified stock option for 695 shares of common stock, exercisable at $28.16.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing, not indicative of positive or negative sentiment.

Industry Context

This filing is a routine disclosure of stock transactions by a company executive, which is common in the financial industry and required by the SEC.

Comparison to Industry Standards

• Form 4 filings are standard practice for corporate insiders in publicly traded companies, such as WAFD Inc.
• The reported transactions are typical for executives who may receive stock options or have shares as part of their compensation.
• Similar filings can be seen from executives at other financial institutions like Bank of America (BAC) or JPMorgan Chase (JPM).

Stakeholder Impact

• The reported transactions may be of interest to shareholders as they provide insight into executive stock ownership.
• The transactions are not expected to have a significant impact on the company's operations or financial position.

Key Dates

Keywords

WAFD Inc, James Endrizzi, Form 4, stock transaction, beneficial ownership, common stock, stock options, preferred stock, executive, insider trading