Form 4: Voya Financial Executive Heather H. Lavallee Reports Changes in Beneficial Ownership
SEC Form 4 Filing
Heather H. Lavallee, a Voya Financial executive, filed a Form 4 detailing changes in her beneficial ownership of company stock and derivative securities.
Summary
- On August 30, 2024, Heather H. Lavallee reported changes in her beneficial ownership of Voya Financial, Inc. securities.
- The filing includes transactions related to Deferred Savings Plan Issuer Stock Units, Performance Stock Units, and Restricted Stock Units.
- Lavallee directly owns 29,918 shares of Voya Financial common stock.
- She also holds derivative securities including 5,531.691 Deferred Savings Plan Issuer Stock Units, 181,431 Performance Stock Units, and 89,688 Restricted Stock Units.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral.
Future Outlook
The performance and restricted stock units will convert to common stock based on the achievement of certain performance factors, indicating a potential increase in common stock ownership in the future.
Industry Context
Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the ownership stake of a key executive.
Key Dates
| Date | Description |
|---|---|
| 08/30/2024 | Date of the reported transaction involving Deferred Savings Plan Issuer Stock Units. |
| 09/03/2024 | Date of signature for the Form 4 filing. |
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