Form 4: VolitionRx Secretary's Tax Withholding on Stock Units

VolitionRx Secretary Rodney Rootsaert reported a disposition of 4,158 common shares for tax withholding related to restricted stock unit settlement.

Summary

• Rodney Gerard Rootsaert, Secretary of VolitionRx Ltd. (VNRX), reported a transaction on September 28, 2025.
• The transaction involved the disposition of 4,158 shares of common stock.
• These shares were retained by VolitionRx for cancellation to satisfy tax withholding obligations upon the settlement of 9,900 restricted stock units.
• The shares were valued at $0.605 per share for the purpose of tax withholding.
• No shares were sold by the reporting person or VolitionRx in this transaction.
• Following this transaction, Rodney Gerard Rootsaert directly beneficially owns 145,075 shares of common stock.
• He also indirectly beneficially owns 1,007,718 shares through Concord International, Inc., where he is a controlling director.

Sentiment

Score: 6

Explanation: The filing reports a routine tax withholding transaction related to the vesting of restricted stock units, which is a standard part of executive compensation and not indicative of significant operational changes or financial distress.

Positives

• The transaction represents a routine tax withholding event, not a sale of shares by the reporting person, indicating no direct divestment of personal holdings.
• The underlying event is the settlement of restricted stock units, which signifies the vesting of compensation for the Secretary.

Negatives

• No direct negatives are apparent from this routine tax withholding transaction.

Future Outlook

NA

Industry Context

NA

Related Party Transactions

• Rodney Gerard Rootsaert, the reporting person, is a controlling director of Concord International, Inc., which holds 1,007,718 shares indirectly beneficially owned by him.

Stakeholder Impact

• Shareholders: Minimal impact as this is a routine tax withholding event, not a market sale by the insider.
• Employees: The vesting of restricted stock units is a standard component of executive compensation.

Key Dates

Recommendation

This Form 4 details a routine tax withholding transaction for an executive's restricted stock units and does not provide new information that would alter the fundamental investment thesis for VolitionRx Ltd. It is not a sale by the insider, thus not signaling a lack of confidence.

Keywords

VNRX, VolitionRx, Rodney Rootsaert, Form 4, insider transaction, stock units, tax withholding, beneficial ownership