Form 4: VolitionRx GC Nicholas Plummer Reports Acquisition and Disposal of Common Stock
SEC Form 4 Filing
Nicholas Plummer, GC of VolitionRx, reports the acquisition of 12,483 restricted stock units (RSUs) and disposal of 177,628 common stock on March 1, 2025.
Summary
- On March 1, 2025, Nicholas Plummer, the General Counsel of VolitionRx Ltd, reported changes in beneficial ownership to the SEC.
- Plummer acquired 12,483 restricted stock units (RSUs) under the company's 2024 Stock Incentive Plan in lieu of cash compensation.
- These RSUs vest in three equal installments of 4,161 units on March 1, 2025, April 1, 2025, and May 1, 2025, with further time-based vesting on March 1, 2026, subject to continued service.
- Upon vesting and settlement, Plummer will receive common stock equal to the number of vested RSUs.
- Plummer also disposed of 177,628 common stock.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing, reflecting routine transactions. The sentiment is neutral as it simply reports facts without expressing any opinion or forward-looking statements.
Positives
- The acquisition of RSUs by a key officer aligns their interests with the company's long-term performance.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates changes in the holdings of a key executive at VolitionRx.
Stakeholder Impact
- The acquisition of RSUs by a key officer aligns their interests with shareholders.
Key Dates
| Date | Description |
|---|---|
| 03/01/2025 | Date of earliest transaction: Acquisition of 12,483 RSUs and disposal of 177,628 common stock. |
| 03/01/2025 | First vesting date for 4,161 RSUs. |
| 04/01/2025 | Second vesting date for 4,161 RSUs. |
| 05/01/2025 | Third vesting date for 4,161 RSUs. |
| 03/01/2026 | Final vesting date for remaining RSUs. |
| 03/04/2025 | Date of signature. |
Keywords
VolitionRx, Nicholas Plummer, RSUs, Restricted Stock Units, Beneficial Ownership, SEC Form 4, VNRX, Stock Incentive Plan
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