Form 4: VolitionRx GC Nicholas Plummer Reports Acquisition and Disposal of Common Stock

Sentiment:

SEC Form 4 Filing


Nicholas Plummer, GC of VolitionRx, reports the acquisition of 12,483 restricted stock units (RSUs) and disposal of 177,628 common stock on March 1, 2025.

Summary

  • On March 1, 2025, Nicholas Plummer, the General Counsel of VolitionRx Ltd, reported changes in beneficial ownership to the SEC.
  • Plummer acquired 12,483 restricted stock units (RSUs) under the company's 2024 Stock Incentive Plan in lieu of cash compensation.
  • These RSUs vest in three equal installments of 4,161 units on March 1, 2025, April 1, 2025, and May 1, 2025, with further time-based vesting on March 1, 2026, subject to continued service.
  • Upon vesting and settlement, Plummer will receive common stock equal to the number of vested RSUs.
  • Plummer also disposed of 177,628 common stock.

Sentiment

Score: 5

Explanation: The document is a standard SEC filing, reflecting routine transactions. The sentiment is neutral as it simply reports facts without expressing any opinion or forward-looking statements.

Positives

  • The acquisition of RSUs by a key officer aligns their interests with the company's long-term performance.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates changes in the holdings of a key executive at VolitionRx.

Stakeholder Impact

  • The acquisition of RSUs by a key officer aligns their interests with shareholders.

Key Dates

DateDescription
03/01/2025Date of earliest transaction: Acquisition of 12,483 RSUs and disposal of 177,628 common stock.
03/01/2025First vesting date for 4,161 RSUs.
04/01/2025Second vesting date for 4,161 RSUs.
05/01/2025Third vesting date for 4,161 RSUs.
03/01/2026Final vesting date for remaining RSUs.
03/04/2025Date of signature.

Keywords

VolitionRx, Nicholas Plummer, RSUs, Restricted Stock Units, Beneficial Ownership, SEC Form 4, VNRX, Stock Incentive Plan

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