SCHEDULE: Tice P. Brown Reports 9.7% Stake in Empery Digital

Tice P. Brown and Woodmont Investing LLC disclose beneficial ownership of 9.7% of Empery Digital Inc.'s common stock.

Summary

• Tice P. Brown beneficially owns 3,276,997 shares of Empery Digital Inc. common stock.
• This ownership represents 9.7% of the company's outstanding common stock.
• Woodmont Investing LLC, a single-member LLC wholly owned by Tice P. Brown, beneficially owns 2,741,997 shares, which is 8.1% of the class.
• The aggregate beneficial ownership for Tice P. Brown includes 600,000 shares underlying stock options that are exercisable within 60 days.
• The percentage of class is calculated based on 33,800,951 shares of Common Stock outstanding as of December 8, 2025.
• Tice P. Brown holds shares directly, in his Roth IRA, and indirectly through Woodmont Investing LLC.

Sentiment

Score: 5

Explanation: A neutral filing disclosing a significant passive ownership stake. No positive or negative operational news is conveyed.

Positives

• A significant individual investor, Tice P. Brown, holds a substantial stake, indicating confidence in the company.
• The filing explicitly states the shares were not acquired and are not held for the purpose of changing or influencing the control of the issuer, suggesting a passive investment.

Future Outlook

The filing is a disclosure of beneficial ownership and does not contain forward-looking statements or guidance from the company or the reporting persons regarding future performance or strategy.

Industry Context

This filing is a standard disclosure of a significant passive ownership stake in a publicly traded company. It does not provide specific industry context or competitive analysis, but indicates an investor's position in the digital sector, given the company's name 'Empery Digital Inc.'

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant ownership stake by an individual investor, which can be viewed positively as a sign of confidence.
• Management: Awareness of a significant passive shareholder.

Key Dates

Recommendation

This Schedule 13G filing primarily serves as a disclosure of beneficial ownership by Tice P. Brown and Woodmont Investing LLC, indicating a significant, passive stake in Empery Digital Inc. It does not provide new operational, financial, or strategic information that would warrant a change in investment recommendation. The stated intent is not to influence control, suggesting a long-term, passive investment. Therefore, a 'hold' recommendation is appropriate as there's no new fundamental information to alter an existing investment thesis.

Keywords

Empery Digital Inc., Common Stock, Beneficial Ownership, Schedule 13G, Tice P. Brown, Woodmont Investing LLC, SEC Filing, Investment