Form 4: Vivid Seats General Counsel Emily Epstein Reports Stock Transactions
SEC Form 4
Emily Epstein, General Counsel of Vivid Seats Inc., reports the vesting and sale of Class A Common Stock and Restricted Stock Units to cover tax obligations and satisfy a domestic relations order.
Summary
- Emily Epstein, General Counsel of Vivid Seats Inc., filed a Form 4 detailing changes in beneficial ownership.
- On May 12, 2025, Epstein vested 82,640 Class A Common Stock shares.
- She also disposed of 24,871 shares at $1.98 and 14,476 shares at $1.99.
- An additional 1,366 shares were sold on May 13, 2025, at an average price of $1.94.
- These transactions resulted in Epstein holding 149,828 shares of Class A Common Stock.
- The transactions also involved the vesting of Restricted Stock Units (RSUs), with some used to cover tax obligations and others related to a domestic relations order.
- Epstein now holds 156,668 and 8,618 Restricted Stock Units respectively.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.
Industry Context
This filing is a routine disclosure of stock transactions by a company insider, which is common for publicly traded companies. It provides transparency into the trading activities of key personnel.
Stakeholder Impact
- The transactions may have a minor impact on shareholders due to the sale of shares by a company insider.
- The vesting of RSUs could potentially motivate the officer.
Key Dates
| Date | Description |
|---|---|
| November 12, 2023 | One-third of 4,308 RSUs vested. |
| May 12, 2025 | Date of earliest transaction; 82,640 Class A Common Stock shares vested; One-third of 78,332 RSUs vested. |
| May 12, 2027 | Remaining RSUs (78,332) will be fully vested. |
| November 12, 2025 | Remaining RSUs (4,308) will be fully vested. |
| May 13, 2025 | Sale of 1,366 shares of Class A Common Stock. |
| May 14, 2025 | Date of signature. |
Keywords
Vivid Seats, Emily Epstein, Form 4, Beneficial Ownership, Class A Common Stock, Restricted Stock Units, SEC, General Counsel, Stock Transactions
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