Form 4: Victory Capital Holdings Executive Nina Gupta Reports Share Disposal for Tax Obligations
SEC Form 4 Filing
Nina Gupta, Chief Legal Officer of Victory Capital Holdings, disposed of 11,951 shares to cover tax obligations related to vesting restricted shares.
Summary
- On March 15, 2025, Nina Gupta, Chief Legal Officer of Victory Capital Holdings, Inc., disposed of 11,951 shares of common stock.
- The disposal was to satisfy withholding taxes due in connection with the vesting of restricted shares granted to Ms. Gupta on March 15, 2023 and 2024.
- The shares were disposed of at a price of $57.97 per share.
- Following the transaction, Ms. Gupta beneficially owns 195,868 shares of Victory Capital Holdings, Inc.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing a routine transaction related to executive compensation; it doesn't inherently convey positive or negative sentiment.
Industry Context
Form 4 filings are a routine part of executive compensation and provide transparency into insider transactions, which investors monitor for insights into management's perspective on the company's stock.
Stakeholder Impact
- The transaction has a minimal impact on shareholders as it is a routine disposal of shares for tax purposes.
Key Dates
| Date | Description |
|---|---|
| 03/15/2023 | Date of restricted shares granted to Ms. Gupta |
| 03/15/2024 | Date of restricted shares granted to Ms. Gupta |
| 03/14/2025 | Closing stock price date for net settlement price |
| 03/15/2025 | Date of transaction: Disposal of shares and vesting of restricted shares |
| 03/27/2025 | Date of signature on the Form 4 |
Keywords
Form 4, Beneficial Ownership, Victory Capital Holdings, VCTR, Nina Gupta, Restricted Shares, Tax Withholding
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