Form 4: VICOR Director Exercises Options, Sells Shares

VICOR Corp. Director Andrew D'Amico exercised 200 non-qualified stock options and subsequently sold 200 shares of common stock on January 20, 2026, under a Rule 10b5-1 trading plan.

Summary

• Andrew D'Amico, a Director of VICOR Corp., completed two transactions on January 20, 2026.
• Exercised 200 non-qualified stock options at a price of $100 per share, resulting in the acquisition of 200 shares of common stock.
• Subsequently sold 200 shares of VICOR common stock at a price of $155 per share.
• The sale was conducted pursuant to a Rule 10b5-1 trading plan, which was adopted by the reporting person on September 12, 2024.
• Following these transactions, Andrew D'Amico's direct beneficial ownership of common stock is 0 shares.

Sentiment

Score: 5

Explanation: The filing reports a routine, pre-planned insider transaction (exercise of options and sale of shares) which is neutral in sentiment. It does not indicate any specific positive or negative operational or financial news for the company.

Positives

• Director D'Amico realized a gain of $55 per share ($155 sale price $100 exercise price) on the 200 shares, totaling $11,000 from the transactions.
• The transaction was executed under a pre-arranged Rule 10b5-1 trading plan, which demonstrates a structured and compliant approach to insider stock sales, mitigating concerns about opportunistic trading.

Negatives

• The Director's direct beneficial ownership of common stock is now 0 shares following the sale, which could be perceived as a reduction in direct equity alignment with shareholder interests, although this is a common outcome for option exercises and sales.

Future Outlook

The filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

This Form 4 filing reports a routine insider transaction involving the exercise of stock options and subsequent sale of shares by a director. Such transactions are common across industries as part of executive compensation and personal financial planning, especially when executed under a Rule 10b5-1 plan, which is designed to prevent accusations of trading on material non-public information.

Stakeholder Impact

• Shareholders: The transaction is a routine insider sale under a pre-arranged plan, which typically has minimal direct impact on other shareholders. It represents a director monetizing part of their compensation.
• Employees: No direct impact on employees is indicated by this filing.
• Customers/Suppliers/Creditors: No direct impact on these stakeholders is indicated by this filing.

Key Dates

Keywords

VICOR Corp, VICR, Andrew D'Amico, Form 4, Insider Trading, Stock Options, Common Stock, Rule 10b5-1, Director, Equity Transaction