Form 4: Vicor CFO Exercises Options, Sells Shares
Insider Transaction Report
Vicor Corp's CFO, James F. Schmidt, exercised stock options and subsequently sold an equal number of common shares under a pre-arranged 10b5-1 trading plan.
Summary
- James F. Schmidt, CFO, Treasurer, and Secretary of Vicor Corp, executed transactions on December 22, 2025.
- Schmidt exercised 5,000 non-qualified stock options at an exercise price of $93.33 per share, acquiring 5,000 shares of common stock.
- Concurrently, Schmidt sold 5,000 shares of common stock at a price of $110 per share.
- These transactions were conducted pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2024.
- Following these transactions, Schmidt directly beneficially owns 875 shares of common stock and 20,000 non-qualified stock options.
Sentiment
Score: 5
Explanation: The sentiment is neutral as this is a routine, pre-planned insider transaction (option exercise and sale) and does not reflect new information about the company's performance or prospects.
Positives
- The executive is realizing value from previously granted stock options, indicating a monetization of long-term incentives.
- The transactions were executed under a Rule 10b5-1 trading plan, which demonstrates pre-planning and adherence to insider trading regulations.
Negatives
- An executive selling shares, even if pre-planned, can sometimes be perceived by the market as a lack of confidence, though this is a routine event for option exercises.
Future Outlook
This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future outlook.
Industry Context
This is a routine insider transaction filing and does not provide specific insights into broader industry trends or competitive landscape.
Stakeholder Impact
- Shareholders: The transaction is a routine insider sale under a 10b5-1 plan and is unlikely to have a significant direct impact on shareholders, beyond the transparency of executive compensation monetization.
Key Dates
| Date | Description |
|---|---|
| 12/13/2024 | Rule 10b5-1 trading plan adopted by James F. Schmidt. |
| 06/01/2025 | Date when non-qualified stock options became exercisable. |
| 12/22/2025 | Date of option exercise and subsequent sale of common stock. |
| 12/23/2025 | Signature date of the reporting person's attorney-in-fact. |
| 06/01/2031 | Expiration date of the non-qualified stock options. |
Keywords
Vicor Corp, VICR, Form 4, Insider Trading, Stock Options, 10b5-1 Plan, CFO, Share Sale, Executive Compensation
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