Form 4: Vertiv Holdings Co Director Gifts Shares to Grantor Retained Annuity Trusts

Director Roger Fradin gifted a total of 218,333 shares of Vertiv Holdings Co Class A Common Stock to two Grantor Retained Annuity Trusts (GRATs) on February 28, 2025, while retaining indirect beneficial ownership.

Summary

• On February 28, 2025, Roger Fradin, a director of Vertiv Holdings Co, gifted 218,333 shares of Class A Common Stock.
• 109,167 shares were gifted to the R VRT GRAT 2025, where Fradin is the trustee and annuitant.
• Another 109,166 shares were gifted to the S VRT GRAT 2025, where Fradin's spouse is the trustee and annuitant.
• Fradin retains indirect beneficial ownership of these shares through the GRATs.
• The reporting person also has indirect ownership of 50,000 shares each in the R VRT GRAT 2024 II and S VRT GRAT 2024 II.

Sentiment

Score: 5

Explanation: The document is a routine SEC filing related to a director's personal financial transactions and has neutral sentiment.

Industry Context

This filing reflects standard practice for corporate insiders managing their personal investment portfolios and estate planning, and is not necessarily indicative of the company's financial health or future performance.

Stakeholder Impact

• The gifting of shares to GRATs by a director could be perceived as a slight dilution of direct ownership for other shareholders, but the director retains indirect control.
• The impact on employees, customers, suppliers, and creditors is negligible.

Key Dates