Form 4: Vaxart SVP Sean Tucker Reports Changes in Beneficial Ownership
SEC Form 4 Filing
Sean Tucker, SVP and Chief Scientific Officer of Vaxart, Inc., reports changes in beneficial ownership of company stock due to tax withholding upon RSU vesting.
Summary
- Sean Tucker, SVP and Chief Scientific Officer of Vaxart, Inc., filed a Form 4 with the SEC on April 1, 2024.
- The filing reports changes in Mr. Tucker's beneficial ownership of Vaxart common stock.
- On March 28, 2024, 3,902 shares were withheld by Vaxart to satisfy income tax obligations related to the vesting of Restricted Stock Units (RSUs).
- Following the transaction, Mr. Tucker directly owns 355,695 shares of Vaxart common stock.
- He also indirectly owns 51,465 shares through joint tenancy with Frances Chang and Sean Tucker, and 9,060 shares through his spouse.
Sentiment
Score: 5
Explanation: The document is a routine SEC filing regarding stock ownership changes due to tax withholding, which has a neutral sentiment.
Industry Context
This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.
Stakeholder Impact
- The change in ownership is minimal and unlikely to significantly impact shareholders.
Key Dates
| Date | Description |
|---|---|
| 03/28/2024 | Date of transaction (tax withholding for RSU vesting) |
| 04/01/2024 | Date of Form 4 filing |
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