4/A: Vaxart SVP Corrects Beneficial Ownership Reporting in Amended SEC Filing
SEC Filing
Sean Tucker, SVP and Chief Scientific Officer of Vaxart, files an amendment to a previous Form 4 to correct an administrative error regarding the reporting of beneficially owned securities.
Summary
- Sean Tucker, SVP and Chief Scientific Officer of Vaxart, filed an amended Form 4 with the SEC on April 1, 2024.
- This amendment corrects an error in the original Form 4 filed on March 20, 2024.
- The error involved the inclusion of securities indirectly owned through his spouse and joint tenancy with Frances Chang in the amount of securities directly owned by Tucker.
- The corrected filing shows Tucker directly owns 359,597 shares of Vaxart common stock.
- He indirectly owns 51,465 shares through joint tenancy with Frances Chang and Sean Tucker, and 9,060 shares through his spouse.
Sentiment
Score: 7
Explanation: The document is a routine regulatory filing correcting a minor administrative error. It doesn't indicate any significant positive or negative developments for the company.
Industry Context
Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions and holdings of company executives.
Key Dates
| Date | Description |
|---|---|
| 03/28/2023 | Date of earliest transaction |
| 03/20/2024 | Date of original Form 4 filing |
| 04/01/2024 | Date of amended Form 4/A filing |
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