4/A: Vacasa Director Alan Liu Amends SEC Filing to Clarify Beneficial Ownership of Shares
SEC Form 4 Amendment
Alan Liu, a director at Vacasa, Inc., amended a previous SEC filing to clarify that his ownership of 62,028 Class A Common Stock shares is for the benefit of funds managed by Davidson Kempner Capital Management LP.
Summary
- Alan Liu, a director of Vacasa, Inc., filed an amendment to a previous SEC Form 4.
- The amendment clarifies that the 62,028 shares of Class A Common Stock acquired on August 7, 2024, at a price of $5.16 per share, are held for the benefit of funds managed by Davidson Kempner Capital Management LP (DK).
- Liu disclaims any personal ownership interest in these shares and has agreed not to transfer them without DK's direction.
- Upon vesting, Liu will transfer the underlying common stock to DK, subject to applicable law.
- The amendment also corrects a typographical error in the original filing.
Sentiment
Score: 7
Explanation: The document is a routine regulatory filing, and the amendment is a clarification of ownership rather than a significant event. The sentiment is neutral to slightly positive as it shows transparency.
Industry Context
This filing is a routine disclosure related to changes in beneficial ownership by a company director, which is a common practice in publicly traded companies.
Comparison to Industry Standards
- SEC Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders.
- The amendment to clarify the nature of ownership is not unusual and is often done to ensure compliance with regulations.
- The transaction is relatively small in the context of overall market capitalization of Vacasa, Inc.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the ownership of shares by a company director.
- The clarification of beneficial ownership ensures compliance with SEC regulations.
Key Dates
| Date | Description |
|---|---|
| 08/07/2024 | Date of the transaction where 62,028 shares of Class A Common Stock were acquired. |
| 08/09/2024 | Date of the original filing that was amended. |
| 01/10/2025 | Date of signature on the amended filing. |
Keywords
SEC Filing, Beneficial Ownership, Vacasa, Alan Liu, Davidson Kempner Capital Management, Class A Common Stock, Form 4, Amendment
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