Form 4: Uwharrie Capital Corp Executive Brooke L. Senter Reports Changes in Beneficial Ownership

Chief People Officer Brooke L. Senter reports changes in Uwharrie Capital Corp stock ownership due to transfers between accounts.

Summary

• Brooke L. Senter, Chief People Officer of Uwharrie Capital Corp, filed a Form 4 detailing changes in beneficial ownership of the company's stock.
• The report indicates a transfer of 35,162 shares of common stock from a company brokerage safekeeper account to a sole-name TOD spouse brokerage safekeeper account on October 1, 2024.
• No money was exchanged for these shares, as the transfer was between accounts.
• Senter also holds shares indirectly through a Roth IRA, a mother-in-law's custodial account for her daughter, and a company account where she is an officer.
• Direct holdings include shares held in a Roth Contributory IRA, shares held by self TOD spouse, and shares held by Depository for Pershing LLC Safekeeper for Brooke Laton Senter TOD 08/18/2017.

Sentiment

Score: 5

Explanation: This is a neutral report on stock ownership changes, with no inherent positive or negative implications.

Industry Context

Form 4 filings are a routine part of regulatory compliance for corporate insiders, providing transparency into their stock transactions and holdings.

Stakeholder Impact

• Shareholders are informed about changes in insider ownership, which can influence investor sentiment.

Key Dates