Form 4: USCB Financial Holdings Executive VP Robert Anderson Reports Stock Grant

Sentiment:

SEC Form 4 Filing


Robert Anderson, Executive VP and CFO of USCB Financial Holdings, reports the acquisition of 8,792 shares of restricted stock and holds a total of 120,996 shares.

Summary

  • On January 21, 2025, Robert Anderson, Executive VP and CFO of USCB Financial Holdings, acquired 8,792 shares of Class A Voting Common Stock.
  • These shares were granted as restricted stock and will vest at a rate of one-third per year, starting on January 21, 2026.
  • Following this transaction, Anderson beneficially owns 120,996 shares of Class A Voting Common Stock.
  • Anderson also holds options to purchase 30,000 shares at $8.75, which vested starting September 10, 2021, and options to purchase 60,000 shares at $12.05, which vested starting September 27, 2022.

Sentiment

Score: 6

Explanation: The sentiment is neutral. It's a standard disclosure of stock transactions by an executive. The stock grant is a positive sign, but it's not a major event.

Positives

  • The grant of restricted stock to a key executive aligns their interests with the long-term performance of the company.
  • Anderson's significant holdings demonstrate a strong commitment to USCB Financial Holdings.

Industry Context

This Form 4 filing is a routine disclosure required by the SEC for corporate insiders. It provides transparency regarding the transactions of company executives in their own company's stock.

Stakeholder Impact

  • The stock grant could have a slightly positive impact on shareholder sentiment as it aligns management's interests with the company's performance.

Key Dates

DateDescription
09/10/2021Options to purchase 30,000 shares vested at a rate of one-third per year commencing on this date.
09/27/2022Options to purchase 60,000 shares vested at a rate of one-third per year commencing on this date.
01/22/20254,127 shares of restricted stock commenced vesting at a rate of one-third per year on this date.
01/21/2025Date of the reported transaction: Robert Anderson acquired 8,792 shares of restricted stock.
01/21/2026Vesting of the 8,792 shares of restricted stock commences at a rate of one-third per year.
12/31/2026Remaining two-thirds of 25,000 shares of restricted stock vest pro rata on this date.
09/10/2030Expiration date for options to purchase Class A Voting Common Stock at $8.75.
09/27/2031Expiration date for options to purchase Class A Voting Common Stock at $12.05.

Keywords

USCB Financial Holdings, Robert Anderson, Executive VP, CFO, Stock Grant, Restricted Stock, Beneficial Ownership, Form 4, Insider Trading

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