Form 4: USCB Financial Holdings Executive VP Oscar Gomez Reports Stock Grant and Holdings

Sentiment:

SEC Form 4 Filing


Oscar Gomez, Executive VP of Global Banking at USCB Financial Holdings, reports the acquisition of 6,118 shares of restricted stock and holds 30,291 shares of Class A Voting Common Stock.

Summary

  • On January 21, 2025, Oscar Gomez, Executive VP of Global Banking at USCB Financial Holdings, reported a transaction.
  • Gomez acquired 6,118 shares of restricted stock, which vest at a rate of one-third per year starting January 21, 2026.
  • Following the reported transaction, Gomez beneficially owns 30,291 shares of Class A Voting Common Stock.
  • Gomez also holds options to purchase 20,000 shares of Class A Voting Stock at an exercise price of $12.05, which vest at a rate of one-third per year commencing on September 27, 2022.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing, so the sentiment is neutral. It reflects standard executive compensation practices.

Positives

  • The grant of restricted stock to a key executive aligns their interests with the long-term performance of the company.

Industry Context

Form 4 filings are a routine part of the regulatory landscape for publicly traded companies, providing transparency into the transactions of company insiders.

Stakeholder Impact

  • The grant of restricted stock aligns the executive's interests with those of the shareholders.

Key Dates

DateDescription
09/27/2022Options to purchase Class A Voting Stock vest at a rate of one-third per year commencing on this date.
03/08/20243,626 shares of restricted stock commenced vesting at a rate of one-third per year on this date.
01/22/20252,872 shares of restricted stock commenced vesting at a rate of one-third per year on this date.
01/21/2025Date of transaction: Oscar Gomez acquired 6,118 shares of restricted stock.
01/21/20266,118 shares of restricted stock vest at a rate of one-third per year commencing on this date.
10/28/202515,000 shares of restricted stock vest at a rate of one-third per year commencing on this date.
09/27/2031Expiration date for options to purchase Class A Voting Stock.

Keywords

USCB Financial Holdings, Oscar Gomez, restricted stock, Form 4, beneficial ownership, executive compensation, stock options, insider trading

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