Form 4: USCB Financial Holdings Executive VP, Oscar Gomez, Reports Stock Disposal
SEC Form 4
Oscar Gomez, Executive VP of Global Banking at USCB Financial Holdings, disposed of 432 shares of Class A Voting Common Stock on March 10, 2025, at a price of $17.81 per share.
Summary
- On March 10, 2025, Oscar Gomez, Executive VP of Global Banking at USCB Financial Holdings, disposed of 432 shares of Class A Voting Common Stock.
- The transaction was executed at a price of $17.81 per share.
- Following the transaction, Gomez directly owns 29,575 shares of Class A Voting Common Stock.
- These holdings include restricted stock grants vesting at various dates in the future.
- Gomez also holds options to purchase 20,000 shares of Class A Voting Stock, which vest at a rate of one-third per year commencing on September 27, 2022.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing (Form 4) detailing a stock transaction by a company executive. It doesn't inherently convey positive or negative sentiment, but rather provides factual information about the transaction.
Industry Context
Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the transactions of company insiders. This filing indicates a sale of shares by an executive, which could be for various reasons, including personal financial planning.
Stakeholder Impact
- The disposal of shares by an executive could be perceived neutrally or slightly negatively by shareholders, depending on the context and reasons behind the sale.
Key Dates
| Date | Description |
|---|---|
| 09/27/2022 | Options to purchase Class A Voting Stock vest at a rate of one-third per year commencing on this date. |
| 03/08/2024 | 1,813 shares of restricted stock of a grant of 5,439 shares commenced vesting at a rate of one-third per year on this date. |
| 03/10/2025 | Date of the transaction where 432 shares of Class A Voting Common Stock were disposed of. |
| 03/12/2025 | Date of signature for the Form 4 filing. |
| 10/28/2025 | 15,000 shares of restricted stock vest at a rate of one-third per year commencing on this date. |
| 01/21/2026 | 6,118 shares of restricted stock vest at a rate of one-third per year commencing on this date. |
| 01/22/2026 | 957 shares of restricted stock vest on this date. |
| 01/22/2027 | 957 shares of restricted stock vest on this date. |
| 09/27/2031 | Expiration date of options to purchase Class A Voting Stock. |
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