Form 4: USCB Financial Holdings Executive Sells Shares to Cover Tax Obligations

Martha Guerra-Kattou, EVP of Sales and Marketing at USCB Financial Holdings, sold 262 shares of Class A Voting Common Stock to cover tax obligations related to vesting restricted stock.

Summary

• Martha Guerra-Kattou, an Executive Vice President at USCB Financial Holdings, sold 262 shares of Class A Voting Common Stock on January 22, 2025.
• The sale was executed at a price of $18.27 per share.
• This transaction was to cover tax obligations related to the vesting of restricted stock.
• Following the transaction, Ms. Guerra-Kattou beneficially owns 37,746 shares of Class A Voting Common Stock.
• This includes 1,770 shares of restricted stock vesting in 2026 and 2027, 3,289 shares vesting from March 8, 2024, 20,000 shares vesting from October 28, 2025, and 5,097 shares vesting from January 21, 2026.
• She also holds options to purchase 40,000 shares of Class A Voting Stock, which vest from January 22, 2022.

Sentiment

Score: 5

Explanation: This is a routine transaction and does not indicate any positive or negative sentiment about the company's performance.

Industry Context

This is a routine filing related to executive stock transactions and is common for publicly traded companies.

Comparison to Industry Standards

• Executive stock transactions are a common occurrence in publicly traded companies, and this filing is consistent with standard practices.
• The vesting schedules for restricted stock and stock options are typical for executive compensation packages.
• The sale of shares to cover tax obligations is a normal practice for executives receiving equity compensation.

Stakeholder Impact

• The transaction has a minimal impact on shareholders as it is a routine sale by an executive.

Key Dates

Keywords

USCB Financial Holdings, insider trading, Form 4, stock sale, executive compensation, restricted stock, stock options, Martha Guerra-Kattou