Form 4: USCB Financial Holdings Executive Martha Guerra-Kattou Reports Stock Transaction

Martha Guerra-Kattou, EVP of Sales and Marketing at USCB Financial Holdings, reports the disposition of 407 shares to cover tax obligations related to vesting restricted stock.

Summary

• On March 10, 2025, Martha Guerra-Kattou, EVP of Sales and Marketing at USCB Financial Holdings, disposed of 407 shares of Class A Voting Common Stock.
• The transaction was to cover tax obligations, with the shares sold at a price of $17.81 each.
• Following the transaction, Guerra-Kattou beneficially owns 37,339 shares, including restricted stock grants that vest over the next few years.
• She also holds options to purchase 40,000 shares of Class A Voting Stock, which vest at a rate of one-third per year commencing on January 22, 2022.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing a routine stock transaction. It doesn't inherently convey positive or negative sentiment.

Future Outlook

The document outlines the vesting schedules for restricted stock and stock options held by Martha Guerra-Kattou, indicating future potential increases in her holdings.

Industry Context

Form 4 filings are routine disclosures required by the SEC to provide transparency into the transactions of company insiders, allowing investors to track ownership changes and potential alignment of interests.

Stakeholder Impact

• The transaction has a minimal impact on shareholders as it represents a small percentage of the outstanding shares.
• The transaction ensures that the executive remains compliant with tax obligations related to her compensation.

Key Dates