Form 4: USCB Financial Holdings CEO Reports Stock Transaction
SEC Form 4 Filing
Luis de la Aguilera, President and CEO of USCB Financial Holdings, reports a disposition of shares to cover tax obligations related to vesting restricted stock.
Summary
- On March 10, 2025, Luis de la Aguilera, President and CEO of USCB Financial Holdings, reported a transaction involving Class A Voting Common Stock.
- The transaction involved the disposition of 2,553 shares at a price of $17.81 per share.
- Following the transaction, de la Aguilera beneficially owns 238,974 shares.
- De la Aguilera also holds options to buy 240,000 shares of common stock at exercise prices of $7.50, $11.35, and $12.05, which vest over time.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing a stock transaction. It doesn't inherently convey positive or negative sentiment, but rather provides factual information about insider trading activity.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates the CEO's activity in the company's stock, which is typical for executives with stock-based compensation.
Stakeholder Impact
- The transaction is unlikely to have a significant impact on stakeholders, as it is a routine sale of shares by an executive to cover tax obligations.
Key Dates
| Date | Description |
|---|---|
| 04/01/2017 | Date from which stock options with an exercise price of $7.50 vested at a rate of 25% per year. |
| 09/23/2020 | Date from which stock options with an exercise price of $11.35 vested at a rate of one-third per year. |
| 09/27/2022 | Date from which stock options with an exercise price of $12.05 vested at a rate of one-third per year. |
| 01/22/2025 | Date from which 12,136 shares of restricted stock commenced vesting at a rate of one-third per year. |
| 03/08/2024 | Date from which 23,678 shares of restricted stock commenced vesting at a rate of one-third per year. |
| 12/31/2024 | One-third of 125,000 shares of restricted stock vested. |
| 01/21/2026 | Date from which 25,653 shares of restricted stock vest at a rate of one-third per year. |
| 03/10/2025 | Date of the reported stock transaction (disposition of 2,553 shares). |
| 12/31/2025 | Pro rata vesting date for remaining two-thirds of 125,000 shares of restricted stock. |
| 12/31/2026 | Pro rata vesting date for remaining two-thirds of 125,000 shares of restricted stock. |
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