Form 4: AWM Investment Company Sells Shares in urban-gro, Inc.

AWM Investment Company, a significant shareholder in urban-gro, Inc., has sold 75 shares of common stock at a weighted average price of $1.53 per share.

Summary

• AWM Investment Company, Inc. sold 75 shares of urban-gro, Inc. common stock on November 19, 2024.
• The sale was executed at a weighted average price of $1.53 per share.
• Following the transaction, AWM Investment Company, Inc. indirectly beneficially owns 1,397,836 shares through limited partnerships.
• AWM acts as the investment advisor to Special Situations Fund III QP, L.P. and Special Situations Cayman Fund, L.P., holding voting and investment power over the shares.
• The controlling principals of AWM are David M. Greenhouse and Adam C. Stettner.

Sentiment

Score: 5

Explanation: The document reflects a routine transaction by a major shareholder. There is no indication of positive or negative sentiment towards the company.

Industry Context

This transaction reflects the ongoing trading activity of institutional investors in the market and is not necessarily indicative of a change in the company's fundamentals.

Comparison to Industry Standards

• It is common for institutional investors like AWM to adjust their holdings in publicly traded companies.
• The sale of 75 shares is a relatively small transaction compared to the total shares held by AWM, which is 1,397,836 shares.
• Other institutional investors in similar companies may also make similar adjustments to their portfolios based on their investment strategies.

Stakeholder Impact

• The sale of shares may have a minor impact on the share price, but it is unlikely to significantly affect other stakeholders.

Key Dates

Keywords

urban-gro, AWM Investment Company, share sale, common stock, beneficial ownership, investment advisor, limited partnerships