SCHEDULE 13G/A: AWM Investment Company Discloses 8.9% Stake in urban-gro, Inc.

AWM Investment Company, Inc. has filed an amended Schedule 13G, reporting a beneficial ownership of 8.9% of urban-gro, Inc.'s common stock as of December 31, 2024.

Summary

• AWM Investment Company, Inc. (AWM), a Delaware Corporation, filed an Amendment No. 3 to Schedule 13G regarding its beneficial ownership in urban-gro, Inc.
• AWM serves as the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cayman).
• As of December 31, 2024, AWM beneficially owns an aggregate of 1,092,762 shares of urban-gro, Inc. Common Stock.
• This ownership stake represents 8.9% of the total class of urban-gro, Inc. Common Stock.
• AWM holds sole voting power and sole dispositive power over all 1,092,762 shares.
• The shares are held by SSFQP (817,012 shares) and Cayman (275,750 shares).
• David M. Greenhouse and Adam C. Stettner are identified as controlling principals of AWM and members of the general partners of the respective funds.
• The filing certifies that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.

Sentiment

Score: 5

Explanation: The document is a factual disclosure of beneficial ownership and does not contain information that would inherently lead to a positive or negative sentiment regarding the company's performance or prospects. It simply reports a significant stake held by an investment firm.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

• Shareholders: The disclosure of a significant institutional ownership stake (8.9%) by AWM Investment Company, Inc. provides transparency regarding the company's ownership structure and may influence investor perception and trading activity.

Key Dates

Keywords

urban-gro Inc., AWM Investment Company, Schedule 13G, beneficial ownership, common stock, investment adviser, institutional ownership, SEC filing, UGRO