SCHEDULE: UPEXI Ownership Update: Key Holders Disclosed

Multiple investment entities and individuals have disclosed significant beneficial ownership stakes in Upexi, Inc., primarily through common stock and exercisable warrants.

Summary

• GSR Growth Investments LP and its general partner, GSR Growth Investments GP Ltd., each beneficially own 4,006,210 shares of Upexi, Inc. common stock, representing 7.22% of the class. This includes 2,306,059 shares of common stock and 1,700,151 shares issuable upon exercise of pre-funded warrants.
• GSR Strategies LLC and its member manager, GSR USA Intermediate LLC, each beneficially own 2,192,982 shares of Upexi, Inc. common stock, representing 3.92% of the class. These shares are issuable upon exercise of warrants.
• CNC Inversiones Ltd., along with its directors Carlos Cristian Gil and Nadia Gil, each beneficially own 4,385,965 shares of Upexi, Inc. common stock, representing 7.54% of the class. These shares are issuable upon exercise of pre-funded warrants.
• The beneficial ownership percentages are calculated based on 53,792,462 shares of common stock outstanding as of July 21, 2025, plus the shares issuable to the respective reporting person from warrants or pre-funded warrants.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership, providing no explicit positive or negative operational or financial news, thus resulting in a neutral sentiment.

Positives

• The disclosure of significant beneficial ownership by multiple entities and individuals may indicate confidence in Upexi, Inc. from these investors.

Industry Context

This filing is a standard disclosure of beneficial ownership and does not provide specific insights into broader industry trends or competitive dynamics beyond the ownership structure of Upexi, Inc.

Related Party Transactions

• GSR Growth Investments GP Ltd. is the general partner of GSR Growth Investments LP.
• GSR USA Intermediate LLC is the member manager of GSR Strategies LLC.
• Carlos Cristian Gil and Nadia Gil are directors of CNC Inversiones Ltd.

Stakeholder Impact

• Shareholders gain transparency regarding significant holders of Upexi, Inc.'s common stock and exercisable securities, which can influence market perception and trading activity.

Key Dates

Keywords

Upexi, beneficial ownership, Schedule 13G, common stock, warrants, pre-funded warrants, institutional ownership, shareholder disclosure