Form 4: Coliseum Capital Boosts UTI Stake with Major Purchases

Sentiment:

Insider Transaction Report


Coliseum Capital Management and affiliated entities significantly increased their beneficial ownership in Universal Technical Institute Inc. through open market purchases.

Summary

  • Coliseum Capital Management, LLC, along with affiliated entities and individuals Christopher Shackelton and Adam Gray, reported acquiring a total of 708,107 shares of Universal Technical Institute Inc. (UTI) Common Stock.
  • The purchases occurred over two days: 12/01/2025 and 12/02/2025.
  • On 12/01/2025, 171,430 shares were acquired at a weighted average price of $23.66 per share, with prices ranging from $23.01 to $24.00.
  • Also on 12/01/2025, an additional 69,657 shares were acquired at a weighted average price of $24.11 per share, with prices ranging from $24.01 to $24.25.
  • On 12/02/2025, 467,020 shares were acquired at a weighted average price of $24.40 per share, with prices ranging from $23.90 to $24.56.
  • Following these transactions, the reporting persons beneficially own a total of 3,424,374 shares of UTI Common Stock.
  • The shares are held indirectly by Coliseum Capital Partners, L.P. (CCP) and a separate account investment advisory client of Coliseum Capital Management, LLC (CCM).
  • Christopher Shackelton is a director of Universal Technical Institute Inc., and other reporting persons may be deemed directors by deputization for Section 16 purposes.

Sentiment

Score: 8

Explanation: The significant increase in beneficial ownership by a major institutional investor and director group indicates strong confidence in the company's valuation and future performance, which is a positive signal for the market.

Positives

  • Significant insider buying by a 10% owner and director group signals strong confidence in the company's future prospects.
  • The substantial increase in beneficial ownership by key stakeholders aligns their interests more closely with those of other shareholders.

Management Changes

RolePrevious PersonNew PersonEffective DateReason
DirectorN/AChristopher Shackelton (confirmed)N/AClarification of existing role and deputization for Section 16 purposes for affiliated entities and Adam Gray.

Corporate Governance

Change TypeDescriptionEffective DateImpact Assessment
Clarification of Director StatusChristopher Shackelton is a director of the Issuer. Coliseum Capital Management, LLC, Coliseum Capital, LLC, Coliseum Capital Partners, L.P., and Adam Gray may be deemed directors by deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.N/AEnhances transparency regarding the influence and reporting obligations of Coliseum Capital and its principals on the company's governance.

Related Party Transactions

  • Coliseum Capital Management, LLC, and its affiliated entities and individuals (Christopher Shackelton, Coliseum Capital, LLC, Coliseum Capital Partners, L.P., and Adam Gray), who are 10% owners and have director representation, purchased 708,107 shares of Universal Technical Institute Inc. Common Stock in open market transactions.

Stakeholder Impact

  • Shareholders may view the increased insider ownership as a positive indicator of management and major investor confidence, potentially leading to increased investor interest and share price stability.
  • The transactions reinforce the commitment of a significant institutional investor to the company's long-term success.

Key Dates

DateDescription
12/01/2025Acquisition of 171,430 shares of Common Stock at $23.66 and 69,657 shares at $24.11.
12/02/2025Acquisition of 467,020 shares of Common Stock at $24.40.
12/03/2025Filing date of the Statement of Changes in Beneficial Ownership (Form 4).

Recommendation

buy

The substantial insider buying by Coliseum Capital, a 10% owner and a group with director representation, signals strong conviction in Universal Technical Institute's current valuation and future prospects. Such significant purchases by informed parties often precede positive developments or reflect a belief that the stock is undervalued, making it an attractive buying opportunity.

Keywords

Universal Technical Institute, UTI, Coliseum Capital, Insider Buying, Form 4, Stock Purchase, Beneficial Ownership, Director, 10% Owner

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