Form 4: UUU Director Ault Boosts Stake with $68K Stock Buy

Milton C. Ault III, a Director and 10% owner of Universal Safety Products, Inc., increased his indirect beneficial ownership by purchasing 14,697 shares of common stock for approximately $68,000.

Summary

• Milton C. Ault III, a Director and 10% Owner of Universal Safety Products, Inc. (UUU), reported two purchases of common stock.
• On October 2, 2025, 4,697 shares were acquired at a price of $4.56 per share, totaling approximately $21,432.
• On October 3, 2025, an additional 10,000 shares were acquired at a price of $4.7864 per share, totaling approximately $47,864.
• These transactions were made pursuant to a Rule 10b5-1 plan.
• Following these transactions, Mr. Ault's indirect beneficial ownership through Ault Lending, LLC increased to 65,407 shares.
• Mr. Ault also indirectly beneficially owns 5,000 shares through Ault & Company, Inc. and 5,000 shares through Alpha Structured Finance LP.

Sentiment

Score: 8

Explanation: The insider buying by a Director and 10% owner indicates strong confidence in the company's valuation and future prospects, which is a significant positive signal for investors.

Positives

• A Director and 10% owner, Milton C. Ault III, increased his stake in the company, signaling confidence in its future prospects.
• The purchases were made under a Rule 10b5-1 plan, indicating a pre-planned investment strategy.
• The total investment of approximately $68,000 demonstrates a tangible commitment from a key insider.

Related Party Transactions

• Milton C. Ault III is deemed to have voting and investment power over securities held by Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman.
• Mr. Ault is deemed to beneficially own securities held by Ault & Company, Inc., where he is Chief Executive Officer and Chairman.
• Mr. Ault is deemed to beneficially own securities held by Alpha Structured Finance LP, as he is the Manager of its general partner (Alpha Structured Finance GP LLC) and investment manager (ACG Alpha Management LLC).

Stakeholder Impact

• Shareholders may view the insider purchases as a positive indicator of management's belief in the company's value, potentially boosting investor confidence.

Key Dates

Recommendation

The active purchasing of common stock by a Director and 10% owner, Milton C. Ault III, signals strong insider confidence in Universal Safety Products, Inc. This type of insider buying, especially from a significant stakeholder, often precedes positive company developments or reflects a belief that the stock is undervalued. Such a clear vote of confidence from a well-informed insider warrants a 'strong buy' recommendation, as it suggests alignment of interests and a positive outlook for the company's future performance.

Keywords

Universal Safety Products, UUU, Milton C. Ault III, Insider Trading, Stock Purchase, Beneficial Ownership, Director, 10% Owner, SEC Form 4, Rule 10b5-1