Form 4: Director Ault Increases Stake in Universal Safety Products

Milton C. Ault III, a Director and 10% owner of Universal Safety Products, Inc., increased his beneficial ownership through open market purchases totaling 4,060 shares.

Summary

• Milton C. Ault III, a Director and 10% Owner of Universal Safety Products, Inc. (UUU), reported open market purchases of common stock.
• On December 30, 2025, Mr. Ault acquired 700 shares at a volume-weighted average price of $4.9859 per share, with prices ranging from $4.965 to $4.999.
• On December 31, 2025, an additional 3,360 shares were acquired at a price of $4.9345 per share.
• These purchases were made indirectly through Ault Lending, LLC, a wholly-owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman.
• Following these transactions, Ault Lending, LLC beneficially owns 162,457 shares of Universal Safety Products, Inc. common stock.
• Mr. Ault's total beneficial ownership includes 200 shares held directly, 10,000 shares held indirectly by Alpha Structured Finance LP (where Mr. Ault is Manager of the general partner and investment manager), and 6,000 shares held indirectly by Ault & Company, Inc. (where Mr. Ault is CEO and Chairman).
• The aggregate beneficial ownership for Milton C. Ault III after these transactions is 178,657 shares.

Sentiment

Score: 8

Explanation: The filing indicates significant insider buying by a Director and 10% owner, which is generally viewed as a strong positive signal of management's confidence in the company's valuation and future prospects.

Positives

• A Director and 10% owner, Milton C. Ault III, increased his stake in the company through open market purchases, signaling confidence in the company's future.
• The purchases involved a total of 4,060 shares of common stock, demonstrating a tangible commitment from a key insider.

Related Party Transactions

• The reported purchases were made indirectly through Ault Lending, LLC, a wholly-owned subsidiary of Hyperscale Data, Inc., where Milton C. Ault III serves as Executive Chairman.
• Mr. Ault's beneficial ownership also includes shares held indirectly by Alpha Structured Finance LP and Ault & Company, Inc., entities where he holds management or executive positions, indicating a network of related party holdings.

Stakeholder Impact

• Shareholders may interpret the insider purchases as a positive indicator of management's belief in the company's intrinsic value and future performance, potentially boosting investor confidence.
• The increased stake by a significant owner could align management's interests more closely with those of other shareholders.

Key Dates

Recommendation

The significant open market purchases by a Director and 10% owner, Milton C. Ault III, signal strong insider confidence in Universal Safety Products, Inc. Such actions often precede positive company developments or reflect a belief that the stock is undervalued. This insider buying provides a compelling reason for investors to consider a 'buy' recommendation, as it suggests a favorable outlook from someone with deep knowledge of the company's operations and prospects.

Keywords

Universal Safety Products, UUU, Milton C. Ault III, Insider Buying, Form 4, Stock Purchase, Beneficial Ownership, Director, 10% Owner