Form 4: Director Ault Boosts Universal Safety Products Stake

Milton C. Ault III, a Director and 10% owner of Universal Safety Products, Inc., increased his indirect beneficial ownership of common stock through open market purchases in late September 2025.

Summary

• Milton C. Ault III, a Director and 10% owner of Universal Safety Products, Inc. (UUU), reported multiple open market purchases of the company's common stock.
• On September 26, 2025, 10,000 shares were acquired at a volume-weighted average price of $4.2373 per share.
• On September 29, 2025, 5,010 shares were acquired at $4.4509 per share.
• On September 30, 2025, 10,000 shares were acquired at $4.2352 per share.
• All reported transactions were indirect acquisitions made by Ault Lending, LLC, a wholly-owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman.
• Following these transactions, Ault Lending, LLC beneficially owns 47,710 shares.
• Mr. Ault also indirectly beneficially owns 5,000 shares through Alpha Structured Finance LP and 4,000 shares through Ault & Company, Inc.

Sentiment

Score: 8

Explanation: The sentiment is positive because a director and significant owner is increasing their stake in the company through open market purchases, which typically signals confidence in the company's valuation and future prospects.

Positives

• A Director and 10% owner, Milton C. Ault III, increased his beneficial ownership in the company, signaling confidence in its future prospects.
• The purchases were made in open market transactions, indicating a direct investment decision.
• The total shares beneficially owned by entities controlled by Mr. Ault increased significantly through these transactions.

Negatives

• No explicit negative information is contained within this Form 4 filing.

Risks

• This Form 4 filing does not contain information regarding company-specific risks.

Future Outlook

This Form 4 filing does not provide specific forward-looking statements or guidance regarding the company's future performance or strategic direction.

Management Comments

• Mr. Ault, the Executive Chairman of Hyperscale Data, Inc., is deemed to have voting and investment power with respect to the securities held of record by Ault Lending, LLC.
• Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC and ACG Alpha Management LLC, which are the general partner and investment manager to Alpha Structured Finance LP, respectively.
• Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co.

Industry Context

This filing, a standard insider trading report, does not provide specific industry context or analysis of broader industry trends. It primarily reports on changes in beneficial ownership by a key insider.

Comparison to Industry Standards

• This Form 4 filing does not contain information that allows for a direct comparison of company results to global benchmarks or specific comparable companies or projects. It solely reports on insider trading activity.

Related Party Transactions

• The common stock purchases were made by Ault Lending, LLC, a wholly-owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman.
• Mr. Ault also indirectly beneficially owns shares through Alpha Structured Finance LP and Ault & Company, Inc., entities where he holds management positions.

Stakeholder Impact

• Shareholders: Increased insider ownership can be viewed positively, potentially boosting investor confidence and signaling management's belief in the company's value.

Next Steps

• The filing does not explicitly mention any future actions, events, or milestones for the company or the reporting person beyond the reported transactions.

Key Dates

Recommendation

The consistent open market purchases by a Director and 10% owner, Milton C. Ault III, indicate strong insider confidence in Universal Safety Products, Inc. Such insider buying often precedes positive company developments or reflects a belief that the stock is undervalued, making it a favorable signal for potential investors.

Keywords

Universal Safety Products, UUU, Milton C. Ault III, Insider Trading, Form 4, Beneficial Ownership, Stock Purchase, Director, 10% Owner, Ault Lending